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Advisory Assistant Manager

  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Job reference: Advisory Manager
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 25/04/2018
Front Office Advisory – Asistant manager

A global bank located in the centre of the city is looking for an assistant manager to join their Markets compliance team. This role would be perfect for someone with a background in securities and good regulatory knowledge who is looking to gain greater experience in the compliance advisory space.

Responsibilities:
  • Assist the Advisory Compliance Directors with compliance advisory duties for front office businesses within Equities, Fixed Income & Currencies, Commodities, Treasury, Corporate Banking, Transaction Banking and Investment Banking (collectively known as GBM Businesses).
  • Assist with ad hoc projects
  • Ensure any issues identified in escalated appropriately.
  • Assist with addressing the impact of regulatory developments across all businesses
  • Keep abreast of UK and European legislation and regulatory developments and assist with the preparation of regulatory change reporting to keep management up-to-date on relevant legal and regulatory developments.
  • Assist with the maintenance of compliance policies and supporting infrastructure.
 
Requirements:
  • Strong Knowledge and understanding of securities/banking rules and regulations.
  • Proven compliance experience in a financial institution.
  • Experience of multiple stakeholder interaction.
  • Reliable, constituent and disaplined
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