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Advisory Assistant Manager

  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Job reference: Compliance Roles AD
  • Sector: Banking and Finance, Selby Jennings
  • Date posted: 09/05/2018
We are looking to speak to professionals with compliance advisory experience who are looking to take the next step in their career and develop their skills. The role is with a global bank that is rapidly expanding their compliance department and is therefore urgently looking for talented compliance professionals to join their tea.

A successful candidate will have previously held a compliance advisory position and will have knowledge and understanding of securities/banking rules.

  • Provide accurate and timely technical advice to business/business partner colleagues on regulatory compliance issues.
  • Assist the advisory compliance directors with ad hoc compliance advisory duties
  • Assist and/or own the collation and validation of Compliance Reporting to Legal Entity and Line of Business governance forums
  • Manage the bank’s relationship with EMEA regulators, in particular the UK.
  • Assist with addressing the impact of regulatory developments across all businesses in Europe.
  • Participating in or leading the delivery of Compliance related training.
  • Ensure items for escalation, significant issues and/or other items of notes are recorded in the central database and highlighted to senior management/colleagues as required
  • Keep abreast of UK and European Legislation and regulatory developments and assist with the preparation of regulatory change.

  • Proven experience of Financial Services preferably within Compliance, Risk or Legal or a demonstrable interest
  • Knowledge of UK regulatory rules and applicable handbooks
  • Excellent knowledge of securities/banking regulations.
  • High level of integrity
  • Reliable.
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