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Advisory Compliance Manager

  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Job reference: Ad Comp man
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 03/05/2018
Advisory Compliance Manager 

Location – London

Salary – Excellent base + benefits & bonus

Description
A leading Global Investment bank is looking to expand its regional compliance function based in their offices in London. The role will be focussed on the Equities Advisory compliance front, reporting directing into the Head of Regional Product Compliance.

Successful candidates will work within a team supporting the business in providing regional compliance advise across cash equities and derivatives, including F&O and OTC. This will involve participating in regular meetings with Heads of business lines and COO’s and liaising with other compliance officers across the region to update and develop the firms compliance framework. This obviously allows for huge amounts of exposure and in turn, career progression.

Key Requirements
  • Strong educational background in a related field
  • Direct experience working within an Equities / Derivatives Advisory function (5+ years preferably)
  • Strong communication & presentational skill
  • Proficient in Microsoft office
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