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Audit Manager - Asset Management

  • Job type: Permanent
  • Location: Tampa
  • Salary: Competitive
  • Job reference: 111547
  • Sector: Banking and Finance, Risk Management, Selby Jennings
  • Date posted: 11/01/2018
My client, a top financial services organization is looking to add an Audit Manager to their growing audit team. The audit services team is an independent risk management function focused on providing audit and risk review coverage across the organization's lines of business. The Audit Manager will assume responsibility for audit coverage of the firm's asset management business areas. The qualified candidate will be an individual detail-oriented professional with specific experience leading large and complex audit engagements

Responsibilities:
  • Assume responsibly for audit coverage of asset management business areas, inclusive of planning, developing, and execution of audits. 
  • Participate in the continued enhancement of audit methodology, ensuring efficient and effective audit coverage
  • Participate in annual risk assessments and reporting initiatives across the firm's lines of business
  • Responsible for oversight/management of review/testing of internal control environment and identification of gaps in the control framework
  • Documentation of audit results and assisting in any remediation plans
  • Presentation of Audit findings to senior executives and C - level 
Qualifications:
  • Previous exposure to the full audit lifecycle 
  • Bachelor's in Finance, Accounting, Economics
  • Knowledge of asset management and/or broker-dealer operations preferred
  • CIA, CPA, OR CIDA preferred
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