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Audit Manager - Capital Markets

  • Job type: Permanent
  • Location: New York
  • Salary: US$100000 - US$130000 per year
  • Job reference: 270211/003_1550870867
  • Sector: Selby Jennings, Audit & accounting
  • Date posted: 22/02/2019

Leading Global Financial Institution located in NYC is seeking a capital markets auditor to plan and execute all activities related to fixed income, treasury, trading, sales and more. The Capital Markets Audit Manager will be responsible for audit execution, planning and fieldwork in addition to providing audit coverage for various front office investment banking and capital markets activities. An ideal candidate will have 3+ years of internal audit experience within a large complex financial institution, in addition to related exposure with capital markets activities, primarily fixed income, FX and/or treasury. Candidates joining this rapidly growing organization will have unique access to senior level stakeholders while working across various business units.


  • Analyze processes across the business to identify risk and control points of the environment

  • Plan and manage all activities related to Investment Banking and Capital Markets origination across fixed income, treasury, sales and trading

  • Identify internal controls gaps and key risk areas

  • Communicate with managers, directors, external and internal staff to coordinate new initiative or to address needs


  • 3+ years of experience working within audit or risk related fields

  • Related experience with capital markets activities (fixed income, treasury, trading, sales and more)

  • Ability to develop and maintain relationships with internal stakeholders

  • Critical thinking abilities related to identifying and solving problems

  • Experience with modeling or data analysis is preferred but not required

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