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Audit Manager - Capital Markets

  • Job type: Permanent
  • Location: Tampa, Florida
  • Salary: US$120000 - US$150000 per annum
  • Job reference: 315631/001_1559084227
  • Sector: Selby Jennings, Risk Management
  • Date posted: 28/05/2019

My client, a top investment bank is looking to add an Audit Manager - Capital Markets to their growing IA function. Our clients IA team is an industry leading Audit function services team is an independent risk management function focused on providing audit and risk review coverage across the bank's lines of business. Known as a proactive audit function, this group prides itself on being anything but a check-the -box audit team. The ideal candidate will assume responsibility for the development, planning, and execution of audits focusing on the bank's Capital Markets business areas.

Responsibilities:

  • Lead audit engagements including risk assessments, planning, testing, and audit execution of relevant business areas
  • Review/Testing of the internal control environment and the identification of gaps in the control framework
  • Documentation of audit results and assisting in any remediation plans
  • Liaise with desk heads and traders in regards to the education of the control environment
  • Develop relationships with key stakeholders and business partners to provide effective audit coverage

Qualifications:

  • Previous exposure to the full audit lifecycle (planning, testing, execution, remediation)
  • Bachelor's in Finance, Accounting, Economics
  • Knowledge of Capital Markets businesses/products
  • 6+ years of audit experience
  • CIA or CPA certification preferred
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