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Audit Manager - Regulatory Compliance

  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: US$130000 - US$175000 per annum
  • Job reference: 298341/003_1559083908
  • Sector: Selby Jennings, Risk Management
  • Date posted: 28/05/2019

Our client, a leading banking organization is expanding their Audit team, by adding an Audit Manager - Regulatory Compliance, to the compliance audit group. Our client has an industry leading audit team that possesses a fantastic reputation in the market right now. As the Audit Manager - Regulatory Compliance, you will be responsible for leading a group of more junior audit staff as well as take on the planning, development, scope, execution of audits across consumer banking lines of business. . The Audit Manager - Regulatory Compliance, will be a subject matter expert in controls evaluation and more specifically controls testing with an advanced understanding of consumer compliance regulations.


  • Development, implementation and execution of an enhanced audit program program for the consumer banking business lines responsible for review and assessing adherence to consumer compliance controls, policies, and procedures.
  • Assume overall accountability, identifying weaknesses in control gaps and helping front line risk develop and implement enhanced controls
  • Acting as an advisory figure for business heads and executives across the firm as a Control SME
  • Development of relationships with key stakeholders across the bank driving and embedding an enhanced risk culture
  • Oversee the roll-out and implementation of an enhanced business process testing program
  • Overall Management of operational functions such as management of testing and validation schedules, hiring, etc
  • Oversight of junior staff helping to develop subject matter expertise and product knowledge to ensure an enhance program and function.


  • 8+ years in Internal Audit
  • Thorough understanding of Compliance or Control Testing
  • Bachelors
  • Understanding and depth of end to end compliance testing programs
  • Prior experience or knowledge within consumer banking business areas
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