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AVP Trade Surveillance Officer

  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Job reference: 427183/002_1555003490
  • Sector: Selby Jennings, Compliance
  • Date posted: 11/04/2019

AVP Trade Surveillance for Leading UK Bank

Responsibilities:

  • Provide product knowledge to Front Office Surveillance Function
  • Key point of contact for relevant Business Head and Supervisors
  • Support the Head of Front Officer Surveillance in day-to- day tasks
  • Identify thematic issues or control gaps

Essential:

  • Knowledge and experience in trading producing
  • Understand of regulatory framework
  • Credit/ Currencies Asset Class experience
  • Market Abuse Experience and knowledge
  • Sales and Trading experience

Desirable:

  • Knowledge of trade surveillance tools
  • MIFID II knowledge and experience
  • EMIR
  • ESMA guidelines
  • Compliance
  • Governance
  • Foreign Exchange
  • Fixed Income
  • Conduct Risk

If this opportunity is of interest to you please send acorss your CV

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