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Business Compliance and Controls Manager | Leading Private Bank

  • Job type: Permanent
  • Location: Singapore
  • Salary: S$90000 - S$110000 per annum + competitive
  • Job reference: 277552/003_1548905461
  • Sector: Selby Jennings, Compliance
  • Date posted: 31/01/2019

We are recruiting for a Business Compliance and Controls Manager (1st LOD) for an Established Foreign Private Bank to be based in Singapore. This hire will be responsible for the daily enforcement and implementation of the firm's Compliance programme and frameworks for all business lines in a regional capacity.

We are looking for a high calibre candidate with at least 5 years of Private Banking experience with relevant regulatory compliance knowledge.


Key responsibilities:

  • Ensure that the firm's Compliance policies and frameworks are aligned with Regulatory Compliance requirements, and the firm's Risk appetite

  • Interface with the business in ensuring and furthering Compliance culture and adherence to Compliance policies and protocols

  • Identify, report, and improve upon Compliance issues that impact the effectiveness of the Compliance programme currently in place

  • Ensure that Compliance controls are implemented in alignment with Regulatory Compliance needs, while balancing the need to realise business goals

  • Perform regulatory analysis, risk assessments, testing, reporting and management for the business and firm

If you are interested, do apply to Selby Jennings, and we will get in touch for a confidential discussion.

Selby Jennings is a Trading Style of Phaidon International (License number 16S8194)

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