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Chief Compliance Officer/General Counsel

  • Job type: Permanent
  • Location: Stamford, Connecticut
  • Salary: Negotiable
  • Job reference: 374701/001_1567087664
  • Sector: Legal, Selby Jennings
  • Date posted: 29/08/2019

A growing quantitative hedge fund is seeking a Chief Compliance Officer for their management team. This role will be focused on enhancing and scaling the existing compliance program in order to remain current with regulatory recommendations for the quantitative hedge fund space. In addition, a legal background would be a positive and the potential for a dual or hybrid position focused on compliance and legal would be possible.

Requirements:

  • 8-20 years experience within compliance or a hybrid legal function in a hedge fund, law firm, or private fund
  • Bachelors degree, JD preferred
  • Knowledge of all relevant acts and regulations
  • Work with risk assessments and examination via Rule 206(4)-7
  • Oversight of Code of Ethics, management of compliance monitoring program, review of marketing materials, compliance training, and all relevant business risk assessments
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