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Compliance - Assistant Vice President / Vice President

  • Job type: Permanent
  • Location: Kowloon
  • Salary: Competitive
  • Job reference: 283762/001_1553683189
  • Sector: Selby Jennings, Compliance
  • Date posted: 27/03/2019

Summary:

A renowned European-based private bank is seeking high calibre candidates to join their Compliance team in their Hong Kong business. The candidate will play a critical part in developing the Compliance team further.

Key responsibilities:

  • Designs and Implements the bank's monitoring and surveillance program.
  • Supervises and conducts monitoring activities as second line of defence across a number of areas such as suitability, cross-border activities, best execution, trade surveillance etc.
  • Assesses the design and operating effectiveness of the program taking into account changes in the business, legal and regulatory environment.
  • Responsible for reporting the results of the monitoring to the appropriate management forum for further assessment and action.
  • Provides support to general compliance advisory activity.

Key qualifications:

  • Bachelor's Degree in Business or related field.
  • Relevant working experience preferably in private banking.
  • Relevant working experience in Audit / Compliance.
  • Familiarity with regulations.
  • Capable of working independently and in a team environment.

As this is an urgent mandate, we invite all qualified candidates to send across their full resume as soon as possible.

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