Accessibility Links

Compliance Associate

  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Job reference: Compliance banki mon
  • Sector: Banking and Finance, Selby Jennings, Compliance
  • Date posted: 21/03/2018
Compliance Associate: 

An established investment bank in central London are looking to hire a compliance associate to join their small team. In this role you will report directly into the Head of Compliance and help to ensure that the firm complies with all of the regulatory requirements plasced upon it by all of the relevant authorites. You will also be the contact point within the firm for compliance queries from staff members.

  • Assit the compliance officer draft and implement a comprehensive, risk based compliance monitoring programme
  • Use the Compliance Monitoring Programme to implement and run monitoring on key risk areas of the business
  • Produce regular monitoring reports and management information for its use in presetations to senior stakeholders.
  • Produce management information for the Compliance Officer and the Board.
  • Maintaining and monitoring the computer based training system to ensure that all employees remain up to date with their compliance training.
  • Give ad hoc presentation to the board surrounding regulatory changes.
  • Maintain and monitor all regulatory and business policies, procedures and related manuals to ensure that they explicitly define procedures and control activities to ensure compliance with regulations.
Key Competencies:

 Possess thorough and accurate knowledge financial markets and the FCA
  • Have worked in a compliance function previously.
  • Ability to adopt new approaches in response to situational and personnel changes quickly and effectively.
  • Capable of making decisions under pressure.
  • Maintains excellent time management skills, always working proactively.
  • Keeps all records current and presented in an accurate, clear and concise manner.
  • Not constrained by tradition or convention; capable of thinking of new ideas or better ways to complete old tasks and prepared to implement the new solutions.
Similar jobs
Regulatory Services Officer for FATCA
  • Job type: Permanent
  • Location: Luxembourg
  • Salary: Competitive
  • Description An international company specialised in providing financial advisory for corporate and private clients are currently seeking a Regulatory Services Officer for FATCA to join their tax compliance team
Deputy AML/ MLRO Officer
  • Job type: Permanent
  • Location: Frankfurt am Main, Hessen
  • Salary: Competitive
  • Description Our client, a leading International Banking Group with a longstanding presence in Frankfurt are currently seeking a Deputy AML/ MLRO Officer for their Compliance & Legal department
Compliance Analyst
  • Job type: Permanent
  • Location: Luxembourg
  • Salary: Competitive
  • Description Top Tier Global Asset Management Company in Luxembourg seeks Compliance Analyst Role - Compliance Analyst Location - Luxembourg Salary - 40-55k Euro per year Apply now to celine.golding@selbyjennings
Compliance Training Manager
  • Job type: Permanent
  • Location: New York
  • Salary: US$85000 - US$110000 per year
  • Description My client is seeking a talented Manager with learning and development experience to join their team in New York. Reporting to the Regional Head of Central Compliance
Business Systems Compliance Specialist
  • Job type: Permanent
  • Location: Burnsville, Minnesota
  • Salary: US$80000 - US$90000 per year
  • Description Company Overview My client is a collection of Lines of Businesses and Centers of Excellence driven to be the U.S Navy's Leading provider of electronics products, subsystems