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Compliance Director

  • Job type: Permanent
  • Location: Frankfurt am Main, Hessen
  • Salary: Negotiable
  • Job reference: 390373/001_1557328619
  • Sector: Selby Jennings, Compliance
  • Date posted: 08/05/2019
Serves a head of compliance risk and responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rules and regulations. You will be responsible to design and deliver a risk and compliance management framework that maintains risk levels within the firm's risk appetite and protects the Business

Key responsibilities:

* Leading the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices.
* Responsible for identifying opportunities for enhancement across operational areas
* Responsible for technology compliance, including working with technology on new and enhanced systems, maintenance of existing systems, and maintaining and improving current processes.
* Responsible for maintaining and obtaining cross border data transfer approvals if needed.
* Translating the strategies and goals of clients, products in clear manner; providing direction and guidance on the programs.
* Managing a team or multiple teams of Compliance professionals.
* Responsible for the management and development of team responsible for compliance and risk management
* Providing oversight and guidance over complex situations, provide potential solutions and drives effective resolution with other business partners.
* Overseeing the identification and assessment of the company's key compliance risks. Ensuring compliance risks are identified and controlled
* Establishing companywide compliance risk management policies and procedures to mitigate risks.

Requirements:

* 8+ years experience in Compliance or Internal audit role preferably in a Bank, asset management firm, insurance consultancy firm or financial services industry.
* Experience on managing end to end compliance or audit projects, team leading skills is a plus
* ability to work with different stakeholders and business partners implementing compliance risk projects
* Strong communication skills in English
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