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Compliance Manager

  • Job type: Permanent
  • Location: Frankfurt am Main, Hessen
  • Salary: €85000 - €120000 per annum
  • Job reference: 389293/001_1557228007
  • Sector: Asset Management, Selby Jennings
  • Date posted: 07/05/2019
A large asset management group is currently looking for a Senior Compliance to assist in managing with investment advisory compliance, with an emphasis on advising the business in its growing investments platform, including private equity and private debt strategies.

Key Responsibility:

- Work directly with the global Legal & Compliance team to provide compliance support and guidance
- Provide advice on a wide range of investment advisory and portfolio compliance related matters
- Draft, implement, and evaluate the adequacy and effectiveness of the company's policies, procedures and internal controls
- Monitor processes & implement reviews related to the trading activities
- Stay updated with the changes in regulatory environment
- Responsible for contributing to the development and delivery of regular and ad hoc compliance training
- Compliance investigation and reporting to the top management
- Support the group compliance and risk team on the risk and compliance projects

Requirements:

- Solid experience in asset management firm, Bank, or a consultancy firm. Some experience within private equity, private credit and/or other illiquid alternatives products and strategies is a plus
- Knowledge of applicable laws and regulations regarding investments
- Partnering with internal clients and other parts of the business
- Building strong relationships with senior management and consult them on regulatory matters
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