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Compliance manager

  • Job type: Permanent
  • Location: London
  • Salary: £100000 per annum
  • Job reference: Asset Manager
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 02/02/2018
Established asset manager seeking a compliance professional to join growing team in Switzerland.

One of the worlds largest asset managers are expanding their team across Switzerland and are looking for motivated professional that are going to help grow the function.

  • Developing and implementing compliance policies and procedures for the trading group
  • Liaising with the US regulatory bodies
  • Conducting surveillance of the firms multiple trading markets
  • Training staff on upcoming compliance implementations
Key Requirements:
  • Strong communication skills
  • Deep product knowledge (Futures / Derivatives)
  • Familiarity with financial regulations affecting broker-dealers / trading firm
  • Comfortable in dealing with traders
  • Strong academic qualifications (law degree is a bonus)
If you are interested to send your CV in –
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