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Compliance Manager - Tier 1 International Hedge Fund (2bn+)

  • Job type: Permanent
  • Location: Central and Western District
  • Salary: £60000 - £100000 per month + Attractive
  • Job reference: 241952/001_1528713687
  • Sector: Asset Management, Selby Jennings
  • Date posted: 11/06/2018

Job Description

  • Develop, implement and maintain group wide policies and procedures to ensure compliance with relevant Hong Kong regulatory requirements (i.e. Type 1 & Type 9 SFC Regulated activities, Professional Investor and KYC documentations).

  • Formulate compliance policies to ensure business and investment operations comply with Hong Kong, US and Europe regulatory requirements. This would include all regulatory filings (e.g. Substantial Shareholding, Form 3 & 4, SEC Schedule 13D, Form ADV, Reg D) in the various jurisdictions.

  • Coordinate Compliance Committee meeting of the HK SFC registered entity.

  • Provide counsel to senior management and coordinate compliance considerations on business expansion and operations in HK, China, US and European.

  • Review all business contracts (e.g. engagement letters, NDAs, vendor agreements).

  • Providing compliance advice and daily support to investment teams on private equity, mergers and acquisition transactions. Coordinate engagement and cost control of external legal counsels on transactions.

Experience, Skills & Knowledge Required:

  • Solid compliance knowledge in asset management or investment banking sector.

  • Self-motivated and able to build legal/compliance control framework from ground up.

  • Good leadership skill, team player and high integrity.

  • Strong communication skills and fluent in English and Chinese (Mandarin).


  • Attractive salary

  • Generous holidays

  • Incentives

  • Discretionary bonus

Interested parties please send your CV through the "Apply" button.

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