Accessibility Links

Compliance Manager - Tier 1 International Hedge Fund (2bn+)

  • Job type: Permanent
  • Location: Central and Western District
  • Salary: £60000 - £100000 per month + Attractive
  • Job reference: 241952/001_1528713687
  • Sector: Asset Management, Selby Jennings
  • Date posted: 11/06/2018

Job Description

  • Develop, implement and maintain group wide policies and procedures to ensure compliance with relevant Hong Kong regulatory requirements (i.e. Type 1 & Type 9 SFC Regulated activities, Professional Investor and KYC documentations).

  • Formulate compliance policies to ensure business and investment operations comply with Hong Kong, US and Europe regulatory requirements. This would include all regulatory filings (e.g. Substantial Shareholding, Form 3 & 4, SEC Schedule 13D, Form ADV, Reg D) in the various jurisdictions.

  • Coordinate Compliance Committee meeting of the HK SFC registered entity.

  • Provide counsel to senior management and coordinate compliance considerations on business expansion and operations in HK, China, US and European.

  • Review all business contracts (e.g. engagement letters, NDAs, vendor agreements).

  • Providing compliance advice and daily support to investment teams on private equity, mergers and acquisition transactions. Coordinate engagement and cost control of external legal counsels on transactions.

Experience, Skills & Knowledge Required:

  • Solid compliance knowledge in asset management or investment banking sector.

  • Self-motivated and able to build legal/compliance control framework from ground up.

  • Good leadership skill, team player and high integrity.

  • Strong communication skills and fluent in English and Chinese (Mandarin).

Package:

  • Attractive salary

  • Generous holidays

  • Incentives

  • Discretionary bonus

Interested parties please send your CV through the "Apply" button.

Similar jobs
Senior Data Engineer
  • Job type: Permanent
  • Location: Dallas, Texas
  • Salary: negotiable
  • Description One of the world's top-ranked and longest-tenured hedge funds is looking to add a Senior Data Engineer to its team in Dallas, TX. The candidate chosen for this position will provide both traditional
RFP Writer
  • Job type: Permanent
  • Location: Singapore
  • Salary: Competitive
  • Description A leading asset manager based in Singapore is looking to hire a RFP Writer for their investments team. - Complete initial drafts of responses to the more standard RFPs and consultant questionnaires
Investment Credit Analyst (High Yield)
  • Job type: Permanent
  • Location: Chicago, Illinois
  • Salary: Negotiable
  • Description A multi billion-dollar credit hedge fund in Chicago is seeking an Analyst with a strong background in high-yield credit research. The ideal candidate will be extremely analytical
Investment Associate - Merger Arbitrage
  • Job type: Permanent
  • Location: Chicago, Illinois
  • Salary: Negotiable
  • Description A multi-billion dollar hedge fund in Chicago that specializes within Merger Arbitrage is seeking an Investment Associate with a strong background in event-driven or merger arbitrage
Investment Credit Analyst
  • Job type: Permanent
  • Location: Greenwich, Connecticut
  • Salary: Negotiable
  • Description Investment Credit Analyst A multi billion-dollar credit hedge fund in CT is seeking a Junior Analyst with a strong background in high-yield credit research or leveraged finance