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Compliance Monitoring and Testing

  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Job reference: compliance
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 05/12/2017
An American Investment Bank is looking for a Compliance Monitoring and Testing professional to join their Team. Our client provides banking, insurance, investments, mortgage, and consumer and commercial finance globally and is one of the largest financial services companies in the world.

This role offers great career prospects as the company takes great pride in growing organically and developing their staff to reach their goals

Key responsibilities:
  • Identify the scope and testing approach for reviews
  • Conduct fieldwork in line with the agreed test programme and adequately document tests and findings
  • Develop recommendations for corrective action based on review findings
  • Write reports that present review results, articulate the rationale for findings, the risks posed and actions required to address those risks
  • Take part in strategy meetings.
  • Develop good working relationships with key stakeholders
  • Continue to educate the business on role of Compliance Monitoring and Testing team
Your experience:
  • Experience Compliance Monitoring in Financial services
  • A thorough understanding of regulations affecting this area
  • Recent experience of delivering compliance monitoring / internal audit reviews in a complex corporate environment.
  • Ability to work autonomously.
  • The ability to understand and interpret various laws, regulations, and policies
  • Strong investigative and analytical skills 
  • The ability to work independently and as part of a wider team with minimum direction.
Benefits to you:
  • Excellent career progression
  • Offices in central London
  • 25 days holiday + bank holidays
  • Company bonus scheme
  • Attractive pension
  • Childcare vouchers and more.
  • Life cover

Next step:


If you are interested email your CV to apply.a33ho1gkfgi@selbyjennings.aptrack.co.uk or give us a call to find out more.

 

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