Accessibility Links

Compliance Monitoring and Testing Manager

  • Job type: Permanent
  • Location: City of London, London
  • Salary: Competitive
  • Job reference: 305663/001_1528822970
  • Sector: Compliance, Selby Jennings
  • Date posted: 12/06/2018

A major global financial institution is looking for a Monitoring and Testing Manager to join their European Compliance Team based in central London. In this role you would contribute to the overall success of the European Compliance Function in the UK ensuring that plans and initiatives are implemented and specific goals are met.

This role would be prefect for someone who likes to have freedom to follow their own ideas and can work autonomously within a team environment.


  • Develop and maintain the UK compliance testing reviews methodology and associated procedures.
  • Creation, maintenance and review of the UK Compliance monitoring log
  • Track and assess and report on the status of remedial action identified within reports until resolved.
  • Instigates reviews and investigation into regulatory queries and alleged rule breaches.
  • Conduct appropriate inquiries and investigations to ensure that corrective actions and/or risk mitigation actions are implemented in a timely manner.


  • Knowledge of securities/banking rules and regulations
  • Intermediate knowledge of UK regulatory rules and principles
  • Strong written communication skills
  • Able to recognise and handle sensitive and confidential information.
  • Self-motivated, confident and capable of working both independently and in a team environment.


  • Company bonus scheme
  • Free Gym membership
  • Private health care
  • Private dental care

If you are interested in this role please apply with your CV.

Alternatively please call 020 3758 8900 for more information.

Similar jobs
High Yield Credit Analyst
  • Job type: Permanent
  • Location: Los Angeles, California
  • Salary: US$150000 - US$151000 per annum
  • Description An established credit investment management firm in the LA area is looking to add a Senior Credit analyst to their team. The analyst will be covering the High Yield and Leverage Loan space across a
Senior Desktop Engineer
  • Job type: Permanent
  • Location: Boston, Massachusetts
  • Salary: US$100000 - US$150000 per annum
  • Description Desktop Engineer Manager-Windows A leading asset manager is looking to add a hands-on Desktop Engineer Manager to their quickly growing IT team. This is an opportunity to create your own path within
Trade Finance - Director
  • Job type: Permanent
  • Location: New York
  • Salary: US$170000 - US$195000 per annum
  • Description An exciting opportunity to join a leading Global Investment Bank. My client is seeking a senior level Trade Finance professional to join their NY team. If you're a proven Director level Trade Finance
Manager of Modeling & Analysis
  • Job type: Permanent
  • Location: Greenville, South Carolina
  • Salary: US$120000 - US$140000 per annum
  • Description A rapidly growing institution is seeking highly quantitative individuals to join their industry leading core model development team. This team is responsible for managing all facets of the modeling
Corporate Banking Associate
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description An exciting opportunity to join a leading Global Investment Bank. My client is seeking an Associate to join their growing Corporate Banking team in NY. If you're a junior level Corporate Banker with