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Compliance Monitoring and Testing Manager

  • Job type: Permanent
  • Location: City of London, London
  • Salary: Competitive
  • Job reference: 305663/001_1528822970
  • Sector: Selby Jennings, Compliance
  • Date posted: 12/06/2018

A major global financial institution is looking for a Monitoring and Testing Manager to join their European Compliance Team based in central London. In this role you would contribute to the overall success of the European Compliance Function in the UK ensuring that plans and initiatives are implemented and specific goals are met.

This role would be prefect for someone who likes to have freedom to follow their own ideas and can work autonomously within a team environment.

Responsibilities:

  • Develop and maintain the UK compliance testing reviews methodology and associated procedures.
  • Creation, maintenance and review of the UK Compliance monitoring log
  • Track and assess and report on the status of remedial action identified within reports until resolved.
  • Instigates reviews and investigation into regulatory queries and alleged rule breaches.
  • Conduct appropriate inquiries and investigations to ensure that corrective actions and/or risk mitigation actions are implemented in a timely manner.

Requirements:

  • Knowledge of securities/banking rules and regulations
  • Intermediate knowledge of UK regulatory rules and principles
  • Strong written communication skills
  • Able to recognise and handle sensitive and confidential information.
  • Self-motivated, confident and capable of working both independently and in a team environment.

Benefits:

  • Company bonus scheme
  • Free Gym membership
  • Private health care
  • Private dental care

If you are interested in this role please apply with your CV.

Alternatively please call 020 3758 8900 for more information.

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