Accessibility Links

Compliance Monitoring and Testing Manager

  • Job type: Permanent
  • Location: City of London, London
  • Salary: Competitive
  • Job reference: 305663/001_1528822970
  • Sector: Selby Jennings, Compliance
  • Date posted: 12/06/2018

A major global financial institution is looking for a Monitoring and Testing Manager to join their European Compliance Team based in central London. In this role you would contribute to the overall success of the European Compliance Function in the UK ensuring that plans and initiatives are implemented and specific goals are met.

This role would be prefect for someone who likes to have freedom to follow their own ideas and can work autonomously within a team environment.

Responsibilities:

  • Develop and maintain the UK compliance testing reviews methodology and associated procedures.
  • Creation, maintenance and review of the UK Compliance monitoring log
  • Track and assess and report on the status of remedial action identified within reports until resolved.
  • Instigates reviews and investigation into regulatory queries and alleged rule breaches.
  • Conduct appropriate inquiries and investigations to ensure that corrective actions and/or risk mitigation actions are implemented in a timely manner.

Requirements:

  • Knowledge of securities/banking rules and regulations
  • Intermediate knowledge of UK regulatory rules and principles
  • Strong written communication skills
  • Able to recognise and handle sensitive and confidential information.
  • Self-motivated, confident and capable of working both independently and in a team environment.

Benefits:

  • Company bonus scheme
  • Free Gym membership
  • Private health care
  • Private dental care

If you are interested in this role please apply with your CV.

Alternatively please call 020 3758 8900 for more information.

Similar jobs
Compliance Manager | Established Bank | Singapore
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$80000 - S$120000 per annum
  • Description Exciting Compliance advisory role with an established bank with strong regional presence based in Singapore. This is a deputy team lead role.
Head of AML | Leading Bank | Singapore
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$120000 - S$240000 per annum
  • Description Our client is a leading Global Bank with a strong regional presence. We are hiring a Head of AML to be based in the Singapore office and this role will cover the country AML function.
Compliance Officer
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Competitive
  • Description Responsibilities: Assist the Head of Compliance in managing the regulatory risk of the Group in Hong Kong.Assist the Compliance Manager in executing Compliance related monitoring plans
Senior Compliance Officer - Legal advisory
  • Job type: Permanent
  • Location: Zürich
  • Salary: Negotiable
  • Description An international investment firm with a global exposure is actively seeking a Senior Compliance Officer for its office in Zurich. As part of a multicultural and dynamic team and directly reporting to
Director, Regulatory Risk; Global Bank; New York
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description A global bank is seeking a senior regulatory compliance and risk management professional with a legal background and expertise in Dodd-Frank.