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Compliance Officer - Capital Markets Focus

  • Job type: Permanent
  • Location: Frankfurt am Main, Hessen
  • Salary: Competitive
  • Job reference: 348223/001_1535966135
  • Sector: Selby Jennings, Compliance
  • Date posted: 03/09/2018

Compliance Officer - Capital Markets

Job Profile

  • Providing advice and guidance to the business on a range of compliance matters, strong understanding of WpHG, KWG, KAGB, MaComp and MaRisk would be of distinct benefit.
  • Lead for a number of compliance specific implementations and projects.
  • Providing regulatory oversight and regulatory monitoring to the group.
  • Take an active hand in the training and upskilling of employees to ensure compliance standards are met across the business.
  • Periodic desk/branch reviews.

Role Requirements

  • Technical Degree (Law; Finance; Economics);
  • preferably with 3-5 years' Compliance experience in Financial Services (Asset Management; Investment Banking; Consultancy).
  • Strong regulatory understanding (WpHG, KWG, KAGB, MaComp and MaRisk).
  • Experience in conducting surveillance activities.
  • Strong communication skills.
  • Fluency in German; good written and spoken English of advantage.

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