Accessibility Links

Compliance Officer - Capital Markets Focus

  • Job type: Permanent
  • Location: Frankfurt am Main, Hessen
  • Salary: Competitive
  • Job reference: 348223/001_1535966135
  • Sector: Selby Jennings, Compliance
  • Date posted: 03/09/2018

Compliance Officer - Capital Markets

Job Profile

  • Providing advice and guidance to the business on a range of compliance matters, strong understanding of WpHG, KWG, KAGB, MaComp and MaRisk would be of distinct benefit.
  • Lead for a number of compliance specific implementations and projects.
  • Providing regulatory oversight and regulatory monitoring to the group.
  • Take an active hand in the training and upskilling of employees to ensure compliance standards are met across the business.
  • Periodic desk/branch reviews.

Role Requirements

  • Technical Degree (Law; Finance; Economics);
  • preferably with 3-5 years' Compliance experience in Financial Services (Asset Management; Investment Banking; Consultancy).
  • Strong regulatory understanding (WpHG, KWG, KAGB, MaComp and MaRisk).
  • Experience in conducting surveillance activities.
  • Strong communication skills.
  • Fluency in German; good written and spoken English of advantage.

Similar jobs
Compliance Manager | Established Bank | Singapore
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$80000 - S$120000 per annum
  • Description Exciting Compliance advisory role with an established bank with strong regional presence based in Singapore. This is a deputy team lead role.
Head of AML | Leading Bank | Singapore
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$120000 - S$240000 per annum
  • Description Our client is a leading Global Bank with a strong regional presence. We are hiring a Head of AML to be based in the Singapore office and this role will cover the country AML function.
Compliance Officer
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Competitive
  • Description Responsibilities: Assist the Head of Compliance in managing the regulatory risk of the Group in Hong Kong.Assist the Compliance Manager in executing Compliance related monitoring plans
Senior Compliance Officer - Legal advisory
  • Job type: Permanent
  • Location: Zürich
  • Salary: Negotiable
  • Description An international investment firm with a global exposure is actively seeking a Senior Compliance Officer for its office in Zurich. As part of a multicultural and dynamic team and directly reporting to
Director, Regulatory Risk; Global Bank; New York
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description A global bank is seeking a senior regulatory compliance and risk management professional with a legal background and expertise in Dodd-Frank.