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Compliance Officer

  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Job reference: 418053/004_1554138555
  • Sector: Selby Jennings, Compliance
  • Date posted: 01/04/2019

Global fixed-income investment management services company seeking Compliance professional with a strong background in UCITS, AIFMD, fixed income and derivatives.


  • Assist the Head of Compliance in pre and post trade compliance
  • Investment/ Portfolio Compliance
  • Daily regulatory reviews
  • Guideline monitoring including
  • Identify, investigate and report any breaches or risk alerts
  • Responsible for managing investment compliance
  • Support compliance guideline negotiations
  • Work with the business and Investment Compliance teams
  • Client On-boarding
  • Reviewing guideline restrictions
  • Portfolio Compliance
  • Reviewing Investment and Regulatory guidelines
  • Responsible for monitoring portfolios to ensure investment guidelines are correct


  • Good regulatory and legal knowledge
  • Good knowledge of equities, fixed income, derivatives and alternatives
  • Good understanding of UCITS & AIFMD rules in relation to equity, fixed income and multi- asset
  • Good knowledge of UK, Luxembourg and Dublin funds
  • Good compliance knowledge and experience
  • Knowledge of Excel and Bloomberg would be an advantage
  • Good planning, prioritisation, problem solving and organisational skills
  • Attention to detail
  • Teamplayer
  • Strong communication and analytical skills
  • Approximately 5 years experience in compliance
  • The applicant should possess a recognised degree. Any additional professional qualification are an added bonus

If this opportunity is of interest to you please contact

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