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Compliance - Portfolio Management

  • Job type: Permanent
  • Location: Zürich
  • Salary: Competitive
  • Job reference: FS113903042018
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 03/04/2018
A well established financial company in Europe is looking for a Compliance Manager to support and lead the Risk Management Team in Switzerland. As a key member of the company, this is an excellent opportunity for you to develop your compliance experience and to go up to the next senior level.


As an active member of the Risk management team, you will be directly responsible for:
  • Monitoring investments guidelines,
  • Maintaining broker rules in the portfolio compliance system
  • Advising on global AML and Financial Crime regulations
  • Manage complex cross-border structured transactions
  • Provide advice and handle inquiries from the business regarding any compliance and regulatory requirements
  • Day to day ad-hoc coding updates to portfolio compliance system
  • Implementing guidelines for different teams (front-office teams)

  • Minimum of 5 years in a similar role within the financial industry is mandatory
  • Degree in a relevant field
  • Fluent in English and German
  • Deep knowledge in Portfolio Compliance as well as regulatory frameworks
  • IT knowledge 
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