Accessibility Links

Compliance Tester - Consumer Banking

  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: US$110000 - US$130000 per annum + Bonus
  • Job reference: 298301/004_1559083653
  • Sector: Selby Jennings, Compliance
  • Date posted: 28/05/2019

Our client, a leading banking organization is expanding their Compliance and Operational Risk groups specifically focsued on compliance and controls testing. Seeing exponential growth at the moment, our client is looking to speak with seasoned individuals who possesses a subject matter expertise with compliance and/or controls testing. As the Compliance Tester - Consumer Banking, you will be responsible for leading the end to end execution of the testing program inclusive of planning, development, scope, execution and reporting of policies and procedures as it relates to consumer banking regulations and controls. The Compliance Tester- Consumer Banking position, will offer the opportunity for an individual to join a growing organization in a highly visible position across the firm with exposure to senior executives.


  • Development, implementation and execution of an enhanced E2E compliance testing and validation program for the consumer banking business lines
  • Assume overall accountability, identifying weaknesses in control gaps and helping front line risk develop and implement enhanced controls
  • Acting as an advisory figure for business heads and executives across the firm as a Control SME
  • Development of relationships with key stakeholders across the bank driving and embedding an enhanced risk culture
  • Oversee the roll-out and implementation of an enhanced business process testing program
  • Overall Management of operational functions such as management of testing and validation schedules, hiring, etc
  • Oversight of junior staff helping to develop subject matter expertise and product knowledge to ensure an enhance program and function.


  • 6+ years in Operational Risk, Compliance, or Internal Audit
  • Thorough understanding of Compliance or Control Testing
  • Bachelors
  • Understanding and depth of end to end compliance testing programs
  • Prior experience or knowledge within consumer banking business areas
Similar jobs
AVP Regulatory Compliance | Corporate Bank
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$100000 - S$120000 per annum + competitive
  • Description Our client is an established Corporate Bank, and is seeking an experienced Regulatory Compliance Manager (AVP level) to join their ranks
SVP/Director Compliance | Private Bank
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$200000 - S$250000 per annum + competitive benefits
  • Description Our client is an established Private Bank; they are seeking an SVP/Director of Compliance to join their ranks. This individual will be in charge of supporting the Private Banking/Wealth Management
Compliance Manager, Hedge fund
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Competitive
  • Description This person will be responsible for... Develop and review of compliance process which corresponding to the internal controlResponsible to the compliance reports, license applications
Regulatory Compliance Associate
  • Job type: Permanent
  • Location: Boston, Massachusetts
  • Salary: Negotiable
  • Description Job Title: Regulatory Compliance Associate Company Summary: Boston-based leading hedge fund looking to grow Regulatory compliance team. The Regulatory Compliance Associate will be a significant
VP Compliance Manager - Consumer Banking
  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: US$125000 - US$150000 per annum
  • Description My client, a top bank with a global footprint, is seeking an individual to assume a leadership position to develop and implement an enhanced compliance testing program across all lines of business