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Compliance Tester - Consumer Banking

  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: US$110000 - US$130000 per annum + Bonus
  • Job reference: 298301/004_1559083653
  • Sector: Selby Jennings, Compliance
  • Date posted: 28/05/2019

Our client, a leading banking organization is expanding their Compliance and Operational Risk groups specifically focsued on compliance and controls testing. Seeing exponential growth at the moment, our client is looking to speak with seasoned individuals who possesses a subject matter expertise with compliance and/or controls testing. As the Compliance Tester - Consumer Banking, you will be responsible for leading the end to end execution of the testing program inclusive of planning, development, scope, execution and reporting of policies and procedures as it relates to consumer banking regulations and controls. The Compliance Tester- Consumer Banking position, will offer the opportunity for an individual to join a growing organization in a highly visible position across the firm with exposure to senior executives.

Responsibilities

  • Development, implementation and execution of an enhanced E2E compliance testing and validation program for the consumer banking business lines
  • Assume overall accountability, identifying weaknesses in control gaps and helping front line risk develop and implement enhanced controls
  • Acting as an advisory figure for business heads and executives across the firm as a Control SME
  • Development of relationships with key stakeholders across the bank driving and embedding an enhanced risk culture
  • Oversee the roll-out and implementation of an enhanced business process testing program
  • Overall Management of operational functions such as management of testing and validation schedules, hiring, etc
  • Oversight of junior staff helping to develop subject matter expertise and product knowledge to ensure an enhance program and function.

Requirements

  • 6+ years in Operational Risk, Compliance, or Internal Audit
  • Thorough understanding of Compliance or Control Testing
  • Bachelors
  • Understanding and depth of end to end compliance testing programs
  • Prior experience or knowledge within consumer banking business areas
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