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Conducting Officer

  • Job type: Permanent
  • Location: Luxembourg
  • Salary: Competitive
  • Job reference: 415763/001_1552402109
  • Sector: Selby Jennings, Compliance
  • Date posted: 12/03/2019

Leading independent fund administrator seeks Conducting Officer (Legal and Compliance) to join team.

The role will sit within the Legal and Compliance team.

Responsibilities:

COMPLIANCE

  • Control Functions
  • Monitor Compliance Framework
  • FATCA and CRS reporting
  • Onboarding new client
  • Due- diligence checks
  • Provide advice on regulatory issues
  • Implement Policies and Procedures
  • Monitor risk management framework
  • Prepare the Compliance Monitoring Plan
  • In charge of the implementation of risk management and compliance policies
  • Ensure contact with fund managers
  • Provide reports to managements and regulators

LEGAL

  • Legal watch
  • Advice of change
  • Reviewing and emending agreement and policies
  • Audit and contract reviews

SKILLS:

  • Fund experience
  • In depth knowledge of alternative investment funds
  • Knowledge of custodian banks, transfer agents, fund administrations
  • Financial products knowledge (derivatives)
  • Risk management, legal and compliance experience
  • AML, KYC knowledge
  • Knowledge of CSSF procedures
  • Excellent Luxembourgish regulatory knowledge
  • Strong communication skills
  • Team Player

EXPERIENCE:

  • Master's degree in law
  • Experience in asset management, compliance, legal, risk or audit in the investment fund industry
  • Fluent French and English

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