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Deputy Chief Compliance Officer-Life Insurance Division; Global Insurance Company; Orange County, CA

  • Job type: Permanent
  • Location: Aliso Viejo
  • Salary: $170000 - $190000 per annum
  • Job reference: 07/18/17
  • Sector: Compliance, Insurance, Selby Jennings
  • Date posted: 02/08/2017
My client is currently seeking an experience compliance professional with direct knowledge and background in working with Life Insurance Market Conduct, Advertising, and Product Compliance. This individual will be directing a staff and be responsible for the effectiveness and evaluation of these programs. In conjunction with the Chief Compliance Officer for the Division, the candidate will be leading and developing a team of associates.

Responsibilities:
  • Represent Compliance in Life Insurance Division projects, committees, and events
  • Prioritization of resources for multiple complex projects
  • Lead and develop Product Compliance and Market Conduct teams
  • Direct a staff for market conduct and be responsible for analysis of sales materials for compliance, including partnering with Marketing
  • Direct a staff focused on research, development, drafting, and filing of life insurance policies, and working with product design team
  • Serve as Long Term Care compliance and legal subject matter expert
  • Oversee legal and compliance projects for Life Insurance Division
Requirements:
  • JD from and accredited school and 10+ years experience in compliance sales design, insurance law, or products
  • Knowledge of securities laws and regulations regarding variable insurance products and broker-dealer requirements
  • California variable life insurance knowledge, and experience with IRS regulations and operations
  • Work closely with legal, outside counsel, senior management, and research departments
  • Work independently and as a team member
  • Excellent research, verbal and written skills
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