Accessibility Links

Deputy Chief Compliance Officer-Life Insurance Division; Global Insurance Company; Orange County, CA

  • Job type: Permanent
  • Location: Aliso Viejo
  • Salary: $170000 - $190000 per annum
  • Job reference: 07/18/17
  • Sector: Compliance, Insurance, Selby Jennings
  • Date posted: 02/08/2017
My client is currently seeking an experience compliance professional with direct knowledge and background in working with Life Insurance Market Conduct, Advertising, and Product Compliance. This individual will be directing a staff and be responsible for the effectiveness and evaluation of these programs. In conjunction with the Chief Compliance Officer for the Division, the candidate will be leading and developing a team of associates.

  • Represent Compliance in Life Insurance Division projects, committees, and events
  • Prioritization of resources for multiple complex projects
  • Lead and develop Product Compliance and Market Conduct teams
  • Direct a staff for market conduct and be responsible for analysis of sales materials for compliance, including partnering with Marketing
  • Direct a staff focused on research, development, drafting, and filing of life insurance policies, and working with product design team
  • Serve as Long Term Care compliance and legal subject matter expert
  • Oversee legal and compliance projects for Life Insurance Division
  • JD from and accredited school and 10+ years experience in compliance sales design, insurance law, or products
  • Knowledge of securities laws and regulations regarding variable insurance products and broker-dealer requirements
  • California variable life insurance knowledge, and experience with IRS regulations and operations
  • Work closely with legal, outside counsel, senior management, and research departments
  • Work independently and as a team member
  • Excellent research, verbal and written skills
Similar jobs
Commercial Lines Pricing Actuarial Manager
  • Job type: Permanent
  • Location: Stamford
  • Salary: $125000 - $150000 per annum
  • Description Commercial Lines Pricing Actuarial Manager   A top Commercial Insurance Provider is looking for an Actuarial Manager to lead their commercial lines pricing team. This
Assistant Portfolio Manager (Fixed Income)
  • Job type: Permanent
  • Location: Philadelphia
  • Salary: Competitive
  • Description A growing investment manager is seeking an assistant portfolio manager to join their fixed income team. They are looking for someone to play an integral...
Head of Legal & Compliance - Structured Finance
  • Job type: Permanent
  • Location: London
  • Salary: £90000 - £140000 per annum
  • Description Our client, an independent banking group with offices across Europe, is looking to hire an experienced Legal & Compliance professional with strong structured finance knowledge...
Crude Oil Trader
  • Job type: Permanent
  • Location: Houston
  • Salary: Competitive
  • Description Multinational Commodity Trading shop with offices in NY and Houston is seeking an experienced trader to cover the physical oil markets. The firm’s portfolio includes...
Trade finance & Treasury Manager, Commodity firm, Singapore based
  • Job type: Permanent
  • Location: Singapore
  • Salary: Competitive
  • Description ** Location: West side/ Jurong area (beside MRT) - Please only apply if you are comfortable with the location  ** Budget can range up to SGD$7-9++k