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Director of Compliance (Banking)

  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: Negotiable
  • Job reference: 364311/002_1565906373
  • Sector: Selby Jennings, Compliance
  • Date posted: 15/08/2019

My client, a top bank is seeking a seasoned Compliance Director to assume ownership of the Bank's Compliance program. As the Director of Compliance, the qualified individual will assume overall responsibility for the continued development of an enhanced Compliance program spanning the bank's business areas enterprise-wide. The ideal candidate will be a seasoned Compliance professional with specific experience managing and leading a staff to assist in the development and implementation of a program that helps mitigate operational compliance risk.

Responsibilities

  • Directs the implementation of an enhanced Compliance Program
  • Acting as an advisory figure for business heads across the firm acting as compliance SME
  • Development of relationships with key stakeholders across the bank driving and embedding an enhanced compliance culture
  • Oversee the roll-out and implementation ensuring compliance is adhering to policies and procedures
  • Responsible for growing Compliance personnel and staff including hiring, coaching and disciplinary actions
  • Development of KRI's and relevant controls across relevant LoB's
  • Contribute to the continued enhancement of compliance practices, strategy, and methodologies

Requirements

  • 10+ years of Compliance experience
  • Advanced understanding of Compliance Framework initiatives
  • Management experience a plus
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