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Director (Team Lead) - Capital Markets - Risk and Control

  • Job type: Permanent
  • Location: New York
  • Salary: US$130000 - US$200000 per annum
  • Job reference: 174461/001_1528844807
  • Sector: Selby Jennings, Risk Management
  • Date posted: 12/06/2018

Title: Director (team lead), Capital Markets, Risk and Control
Location: Midtown Manhattan, NYC, NY
Compensation: 130,000 - 200,000 + bonus and benefits

Top international bank is looking for a team lead for their Risk & Control team for the capital markets division. This group provides services that support/control the trading, investment, and corporate banking functions. This is an innovative team, and they are looking for a leader who is the same. You should be able to think outside of box for process improvements.


  • Team management - lead a team 5-7 members
  • Strong understanding of regulatory requirements - 15c3-1, 15c3-3, 17a-5, and 17a-13
  • Take ownership of the reconciliation process
  • Lead the Risk and Controls function for Capital Markets in the US
  • Innovative process improvement
  • Liaise and represent the group with various internal and external stakeholders
  • Experience covering the entire trade life cycle


  • 10+ years of experience in a capital markets focused Risk & Control role
  • Regulatory and control experience with: FINRA, SEC, and the OCC
  • Prior Management experience
  • Accounting or auditing experience - preferred
  • Lean Six Sigma or equivalent - nice to have

    If you would be interested in learning more about this position please apply in!

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