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Equities Audit Manager

  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Job reference: lmh103
  • Sector: Banking and Finance, Corporate and Investment banking, Selby Jennings
  • Date posted: 08/01/2018
A Tier One Investment Bank is seeking to add an experienced auditor with in-depth knowledge of equity markets. This position is responsible for providing audit coverage for various front office investment banking and global markets activities. An ideal candidate will have experience in product control, trading and compliance functions. This team is experiencing a tremendous amount of growth, and as a result, you will be given unique access to senior management and work directly with senior level management.
Responsibilities;
  • Analyze processes across the business to identify risk and control points of the environment
  • Manage and assist the performance of audits across various lines of business
  • Participate in the development of risk-based audit strategies
  • Communicate with other managers, directors, external and internal staff to coordinate new initiatives or to address needs.
Qualifications:
  • 6 + years of experience working within audit or risk related fields
  • Bachelors degree in accounting, finance or other related fields
  • Familiarity with equity markets, product control, trading, and sales is preferred
  • Strong written and verbal communication skills
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