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Fin tech compliance role

  • Job type: Permanent
  • Location: London
  • Salary: £100000 - £110000 per annum
  • Job reference: Fintech Compliance
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 06/12/2017
Fintech firm that delivering a market leading investment platform is searching for a compliance officer to join their team.

The position will act as an FCA Approved Person, the roles of MLRO (CF11) and CASS (CF10a) and key responsibilities will be:
  • Lead the formulation and delivery of regulatory compliance strategy, process and policies
  • Advise application of the regulatory framework to the business
  • Carry out compliance monitoring effectively
  • Act as a champion for good compliance and risk management across the business
  • Plan, prepare and conduct continuing compliance training for staff
  • Ensure the delivery of regulatory reporting
  • Keep the business informed regarding upcoming regulatory developments
  • Maintain effective relationships with regulatory bodies
  • Support the head of compliance with the managing of compliance function

  • Experience in a compliance role in the financial services sector
  • Understanding of regulatory compliance e.g. MiFID, MiFID II, CASS, AIFMID, financial crime / AML etc
  • Solid experience in compliance monitoring,
  • Great communication skills and adept at building relationships at all levels

Benefits to you:
  • You will be given equity in the company
  • Stylish offices in central London
  • Attractive pension
  • 24 days holiday + bank holidays

How to apply: 
Email your CV to Charlotte Gittins


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