Accessibility Links

Head of compliance (CF10)

  • Job type: Permanent
  • Location: London
  • Salary: £110000 - £120000 per annum
  • Job reference: Comp Head roles
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 08/01/2018
An opportunity to lead the function for a boutique, international bank, based in central London has arisen and we are therefore looking for experienced candidates to join this team.

Key responsibilities:
  • Guide and advise the Bank on the legal and regulatory matters.
  • Submit information to external regulators, building our supervisory relationships
  • Manage the day to day running of the compliance function.
  • Brief senior management on the consequences of regulatory change.
  • Promote a strong compliance culture within the business.
  • Undertake review and analysis of consultation papers and subsequent responses, including the need to involve key stakeholders as necessary.
  • Administering compliance training to staff
Required skills:
  • Detailed knowledge and experience of financial services regulation,
  • Experience liaising with regulators
  • Previous managerial experience
  • Be able to oversee, manage and guide more junior staff
  • First rate analytical skills
  • Team player
  • Flexible
Salary dependent upon experience and comes alongside a  competitive non-contributory pension.

How to apply:
Please send your CV to

Similar jobs
Head of Quantitative Research
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Negotiable
  • Description An American based Investment Bank in Hong Kong is looking for someone who will head the Asia Quantitative Research Team. With office in Hong Kong and Singapore they are one of the world's leading
Investment Director (Venture Capital)
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description A global venture investment firm based in New York is looking to add an investment director to the team. You will be centrally involved in originating and leading investments in cooperation with
Head of Core Compliance
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description A global securities firm is seeking a head of their US Core Compliance team located in NYC. The role will manage a team of core compliance professionals and will be responsible for the oversight of
SSA Bond Syndication, London (Director/Exec Director)
  • Job type: Permanent
  • Location: London
  • Salary: pension, healthcare etc.
  • Description Execution of SSA Bond Syndicate transactions across Europe.
Senior Relationship Director
  • Job type: Permanent
  • Location: London
  • Salary: Negotiable
  • Description My client, a leading Asian Bank, is looking for a Senior Coverage Banker, who has relationships with Large European Corporate companies that have franchises in Asia.