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Head of Compliance

  • Job type: Permanent
  • Location: London
  • Salary: £115000 - £120000 per annum
  • Job reference: Compliance and legal
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 03/01/2018
Asset manager with an established and growing UK presence, has an immediate opening for a Head of Compliance to manage regulatory compliance across EMEA. You will work with our Head of Legal, COO and external advisors to ensure the smooth running of the compliance division.

Duties and responsibles;
  • Monitor UK and EU regulatory developments to ensure timely implementation
  • Managing the relationship with the Financial Conduct Authority (FCA)
  • Implementing Anti-Money Laundering procedures, sanctions systems and controls
  • Co-ordinating and managing regulatory change across the business i.e. MiFID II, SMCR, GDPR
  • Management of CASS
  • Providing effective communications of relevant regulatory requirements, controls, policies and procedures
The successful applicant will demonstrate;
  • Educated to degree level or equivilaent.
  • You have experience in a compliance team at a regulated company or corporate.
  • In-depth knowledge of FCA requirements including SYSC, COBS and CASS
  • Familiarity and knowledge of the European Regulatory Framework
  • Previous experience of managing a regulatory compliance department
If you are interested in exploring this position further and you demonstrate the required skills and experience then please apply now – 

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