Accessibility Links

Head of Compliance

  • Job type: Permanent
  • Location: London
  • Salary: £115000 - £120000 per annum
  • Job reference: Compliance and legal
  • Sector: Banking and Finance, Selby Jennings, Compliance
  • Date posted: 03/01/2018
Asset manager with an established and growing UK presence, has an immediate opening for a Head of Compliance to manage regulatory compliance across EMEA. You will work with our Head of Legal, COO and external advisors to ensure the smooth running of the compliance division.

Duties and responsibles;
  • Monitor UK and EU regulatory developments to ensure timely implementation
  • Managing the relationship with the Financial Conduct Authority (FCA)
  • Implementing Anti-Money Laundering procedures, sanctions systems and controls
  • Co-ordinating and managing regulatory change across the business i.e. MiFID II, SMCR, GDPR
  • Management of CASS
  • Providing effective communications of relevant regulatory requirements, controls, policies and procedures
The successful applicant will demonstrate;
  • Educated to degree level or equivilaent.
  • You have experience in a compliance team at a regulated company or corporate.
  • In-depth knowledge of FCA requirements including SYSC, COBS and CASS
  • Familiarity and knowledge of the European Regulatory Framework
  • Previous experience of managing a regulatory compliance department
If you are interested in exploring this position further and you demonstrate the required skills and experience then please apply now – apply.a33ho1gl15u@selbyjennings.aptrack.co.uk 


Similar jobs
Regulatory Compliance Manager | Leading Asian Corporate Bank
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$100000 - S$120000 per annum + competitive
  • Description Our client is a leading Banking Group with a strong Asian presence, and is seeking an experienced and ambitious Regulatory Compliance Manager to join their ranks.
Deputy AML/ MLRO Officer
  • Job type: Permanent
  • Location: Frankfurt am Main, Hessen
  • Salary: Competitive
  • Description Our client, a leading International Banking Group with a longstanding presence in Frankfurt are currently seeking a Deputy AML/ MLRO Officer for their Compliance & Legal department
Compliance Analyst
  • Job type: Permanent
  • Location: Luxembourg
  • Salary: Competitive
  • Description Top Tier Global Asset Management Company in Luxembourg seeks Compliance Analyst Role - Compliance Analyst Location - Luxembourg Salary - 40-55k Euro per year Apply now to celine.golding@selbyjennings
Compliance Training Manager
  • Job type: Permanent
  • Location: New York
  • Salary: US$85000 - US$110000 per year
  • Description My client is seeking a talented Manager with learning and development experience to join their team in New York. Reporting to the Regional Head of Central Compliance
Business Systems Compliance Specialist
  • Job type: Permanent
  • Location: Burnsville, Minnesota
  • Salary: US$80000 - US$90000 per year
  • Description Company Overview My client is a collection of Lines of Businesses and Centers of Excellence driven to be the U.S Navy's Leading provider of electronics products, subsystems