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Head of Legal & Compliance

  • Job type: Permanent
  • Location: Hong Kong
  • Salary: HK$100000 - HK$140000 per month + Discretionary Bonus
  • Job reference: 287452_1559809087
  • Sector: Selby Jennings, Compliance
  • Date posted: 06/06/2019

Responsibilities
* Conduct compliance review and investigation to ensure the Company and its subsidiaries adherence to relevant legal and regulatory requirements;
* Advise business line managers to establish and implement procedures and control systems to comply with all applicable regulations, laws, and codes;
* Advise operations and risk management units on regulatory compliance and internal control issues;
* Draft and review agreements in compliance with laws and regulatory requirements;
* Coordinate and liaise with regulatory authorities on inquiries;
* Maintain an effective licensing function.

Requirements
* Degree holder in Law, Business, Finance or related discipline(s); a lawyer will be preferable
* Minimum 8 years of legal and compliance experience in sizable financial institutions and/or regulatory bodies
* Familiar with Securities & Futures Ordinance, Company Ordinance and other statutory and regulatory requirements ;
* Self-motivated and pro-active team player with strong problem-solving skills;
* Good command of written and spoken English and Chinese (Mandarin, Cantonese)

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