Accessibility Links

Head of Surveillance

  • Job type: Permanent
  • Location: London
  • Salary: £150000 - £160000 per annum
  • Job reference: Surveillance Head
  • Sector: Banking and Finance, Selby Jennings, Compliance
  • Date posted: 12/03/2018
Head of Surveillance (Non-AML) for Global Brokerage

Salary – Excellent Compensation (inc. bonus & benefits)



A leading global investment bank is looking for head of their surveillance group, reporting directly into the Head of Compliance and the global head of surveillance based in London. The position will be responsible for the management of 15+ junior surveillance analysts and managers and will have a huge impact in the direction the group takes going forwards.

The roles responsibilities will include:
  • enhancing the surveillance activities of the function as well as maintaining the surveillance framework already in place
  • recruitment / management / training of staff for the group
  • working with multiple business lines to ensure the bank is compliant with all financial regulations
  • liaising with regulatory bodies (cross-border)
  • briefing senior management on the success of the surveillance programme
  • remaining informed of all upcoming financial regulations and managing their implementation

Key requirements:
  • Strong educational background (post graduate degree a bonus)
  • Fluent in English (another European language is a huge bonus)
  • Direct experience managing a surveillance team in a large bank
  • Experience working within bank, regulatory body, financial services firm
  • Proven management ability
  • Process re-engineering experience
  • Strong knowledge of IT and surveillance systems
  • Willing to relocate to Berlin
Similar jobs
Head of AML | Leading Bank | Singapore
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$120000 - S$240000 per annum
  • Description Our client is a leading Global Bank with a strong regional presence. We are hiring a Head of AML to be based in the Singapore office and this role will cover the country AML function.
Compliance Officer
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Competitive
  • Description Responsibilities: Assist the Head of Compliance in managing the regulatory risk of the Group in Hong Kong.Assist the Compliance Manager in executing Compliance related monitoring plans
Senior Compliance Officer - Legal advisory
  • Job type: Permanent
  • Location: Zürich
  • Salary: Negotiable
  • Description An international investment firm with a global exposure is actively seeking a Senior Compliance Officer for its office in Zurich. As part of a multicultural and dynamic team and directly reporting to
Director, Regulatory Risk; Global Bank; New York
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description A global bank is seeking a senior regulatory compliance and risk management professional with a legal background and expertise in Dodd-Frank.
Compliance Team Lead
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$84000 - S$120000 per annum + competitive
  • Description Our client is a leading Banking Group with a strong Asian presence, and is seeking an experienced and ambitious Compliance Team Lead to join their ranks.