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Internal Audit Manager - Capital Markets

  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Job reference: 117555
  • Sector: Banking and Finance, Selby Jennings, Risk Management
  • Date posted: 17/01/2018
My client, a top international bank is looking to add an Audit Manager to their growing audit team. The audit services team is an independent risk management function focused on providing audit and risk review coverage across the bank's lines of business. The ideal candidate will assume responsibility for the development, planning, and execution of audits focusing on the bank's Capital Markets business areas

Responsibilities:
  • Lead audit engagements as AIC, including risk assessments, planning, testing, and audit execution of the bank's capital markets business areas
  • Review/Testing of internal control environment and identification of gaps in the control framework
  • Documentation of audit results and assisting in any remediation plans
  • Liaise with desk heads and traders in regards to the education of the control environment
  • Develop relationships with key stakeholders and business partners to provide effective audit coverage
Qualifications:
  • Previous exposure to the full audit lifecycle (planning, testing, execution, remediation)
  • Bachelor's in Finance, Accounting, Economics
  • Knowledge/exposure to Capital Markets products and trading desks
  • 8+ years audit experience
  • CIA or CPA certification preferred
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