Accessibility Links

Internal Audit Manager - Capital Markets

  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Job reference: 117555
  • Sector: Banking and Finance, Selby Jennings, Risk Management
  • Date posted: 17/01/2018
My client, a top international bank is looking to add an Audit Manager to their growing audit team. The audit services team is an independent risk management function focused on providing audit and risk review coverage across the bank's lines of business. The ideal candidate will assume responsibility for the development, planning, and execution of audits focusing on the bank's Capital Markets business areas

Responsibilities:
  • Lead audit engagements as AIC, including risk assessments, planning, testing, and audit execution of the bank's capital markets business areas
  • Review/Testing of internal control environment and identification of gaps in the control framework
  • Documentation of audit results and assisting in any remediation plans
  • Liaise with desk heads and traders in regards to the education of the control environment
  • Develop relationships with key stakeholders and business partners to provide effective audit coverage
Qualifications:
  • Previous exposure to the full audit lifecycle (planning, testing, execution, remediation)
  • Bachelor's in Finance, Accounting, Economics
  • Knowledge/exposure to Capital Markets products and trading desks
  • 8+ years audit experience
  • CIA or CPA certification preferred
Similar jobs
Head of CWE Power Trading
  • Job type: Permanent
  • Location: Warsaw
  • Salary: €120000 - €150000 per annum
  • Description A rapidly growing energy trading house based in Poland is looking to recruit a Head of CWE Power Trading to expand into and build up the CWE power markets for the company
Compliance Officer - Taxation Specialist
  • Job type: Permanent
  • Location: Zürich
  • Salary: Negotiable
  • Description An international and sustainable private bank with a global exposure is actively seeking a Compliance Officer with a deep knowledge in the Tax management. As an active member of the compliance
Trust Manager
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: HK$450000 - HK$700000 per annum
  • Description Exciting opportunity to join a growing trust platform as a Trust Manager. You will play a key part in the reviewing and managing trust structures with ultra-high net worth clients in North Asia.
Head of External Business Development Managers
  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Description Head of External Sales Team A global, multi-billion dollar private equity firm is currently seeking to hire a Head of Business Development Manager in the heart of London
Investment Counsellor (Speaking Danish OR Dutch OR Spanish)
  • Job type: Permanent
  • Location: City of London, London
  • Salary: Competitive
  • Description Spanish, Dutch or Danish Investment Counsel Region agnostic approach A Leading Investment Manager are looking to hire an investment counsellor to forge strong client relations in a European location