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Internal Audit Manager (VP) - Capital Markets

  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Job reference: jhb543
  • Sector: Banking and Finance, Risk Management, Selby Jennings
  • Date posted: 07/05/2018
An American Investment Bank headquartered in New York City (over $2 trillion AUM) is seeking to hire an Audit Manager to join their industry leading Capital Markets Audit Team at the Vice President level. This individual will plan and manage audits to identify controls gaps for trading desks across all the major asset classes. This is a top firm in the industry and offers flexible work from home options. Additionally, they are one of the strongest promoters of internal mobility into the first and second lines of defense as well as other audit teams


Responsibilities:
  • Plan, report and lead audit engagements in line with trading activities across all asset classes
  • Liaise with front office individuals to understands their perspective on internal controls, and develop relationships with these individuals to devise harmonious solutions
  • Analyze processes across the business to identify risk and control points of the environment 
  • Work with senior management within the Audit department to design and plan audits
  • Serve as the liaison with other managers, directors, external and internal staff to coordinate new initiatives or to address needs.

Qualifications:
  • 6+ years of experience working within audit or risk related fields
  • Strong knowledge of various asset classes
  • In-depth knowledge of capital markets processes, trading operations, and how front office teams function
  • Bachelors or Masters degree in accounting, finance or other related fields
  • CPA or CIA are preferred but not required
  • Strong written and verbal communication skills
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