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Legal and Compliance Officer

  • Job type: Permanent
  • Location: Singapore
  • Salary: S$100000 - S$120000 per annum
  • Job reference: 252702/002_1537239386
  • Sector: Legal, Selby Jennings
  • Date posted: 18/09/2018

Our client is a leading Fund Management Group with a strong presence in Asia, and is seeking an experienced Legal and Compliance Officer to join their ranks. The ideal candidate will have proven Legal experience within fund management.

Key Responsibilities:

    • Handle shareholders agreements, subscription agreements, transaction structure, and other related investment documents

    • Review general terms and conditions in financial agreements and contracts

    • Non-disclosure agreements , and other documents review (prime brokerage agreements, ISDA, CSA, fund administration agreements, custody agreements and credit facility (loan) documentation)

    • Develop and maintain compliance frameworks, policies, and procedures

    • Identify potential risks and compliance issues in existing and new service agreements with third-parties

    • Handle all regulatory matters, including relationships and correspondence with regulators, regulatory examinations, implementation of new regulations, licensing and filings

    • Assist in the preparation of investment related compliance reporting to the relevant regulatory bodies and regulatory audits


    • Tertiary degree in law

    • High attention to detail

This is a great new opportunity to join a supportive environment, with one of the market leaders in the Fund Management industry.

Legal professionals looking for their next challenge or step up, apply now via the link below.

EA License No. 16S8194

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