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MLRO Brokerage

  • Job type: Permanent
  • Location: London
  • Salary: £110000 per annum
  • Job reference: US Broker MLRO
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 10/01/2018
U.S.-based brokerage firm Is looking for an MLRO to lead a team of 10.

The established broker is one of the largest firms providing trading services in Forex, CFDs and Spread Betting. This position will support Head of compliance helping to manage the smooth running of the department and promoting good compliance culture throughout the business.

Primarily the MLRO will be responsible for keeping up to date with any legislative or regulatory changes and ensuring that the Company complies with its obligations.

Other responsibilities include:
  • Performing statutory obligations for the MLRO role set out in the statutory legislation for the proceeds of Crime & counter-terrorism legislation.
  • Design, implement and then manage the internal financial crime measures whit appropriate controls.
  • Participate in leadership discussions
  • Recommend and communicate the regulatory risk appetite to the board and stakeholders
  • To prepare and deliver to the board the MLRO annual return, provide information on regulatory issues to senior management
  • Manage the day to day running of the compliance function in conjuncture with the Head of Compliance.
Requirements: 
  • Experience as a deputy MLRO or in a compliance function.
  • Strong regulatory knowledge
  • A bachelor degree or equivalent
  • Evidence of strong analytical skills
  • Broad and varied knowledge of the industry
  • Experience of transaction monitoring
  • Strong communication skills.
Added benefits for you:
  • Have the opportunity to shape the direction of the compliance function and build out your own team.
  • Company bonus scheme
  • 25 days holiday + bank holidays
  • An attractive pension
  • Life cover
  • Employee share save scheme
  • Childcare vouchers and more
If interested please send your CV: apply.a33ho1gl92s@selbyjennings.aptrack.co.uk, we have plenty of opportunities for January.


 


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