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North America Head of Compliance, Global Expert-Networking Firm, New York City, NY

  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Job reference: 1/22/18
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 22/01/2018
My client is a large expert-networking firm that is seeking a Head of Compliance for their North America team to be a source of knowledge and security for their clients’ needs and confidential information. This role will have management responsibility and can expand into international responsibilities as well. They are seeking a compliance professional with experience in the regulatory arena, finance compliance space, or in the legal compliance world at a law firm. The ideal candidate will have polished presentation skills and the ability to articulate any complex compliance or regulatory requirements to clients. This position requires the ability to confidently interact with senior stakeholders and be a source of compliance knowledge for the firm. This opportunity also calls for an individual with an in-depth knowledge of financial markets, investment research, and regulations regarding non-public and confidential information.

  • Bachelors Degree with strong academic record
  • JD highly preferred
  • 7+ years experience within a regulator, financial institution, law firm, or research company focused on compliance
  • Robust compliance knowledge and very strong oral and written skills
  • Familiarity with non-public information compliance laws and regulations
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