Accessibility Links

North America Head of Compliance, Global Expert-Networking Firm, New York City, NY

  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Job reference: 1/22/18
  • Sector: Banking and Finance, Selby Jennings, Compliance
  • Date posted: 22/01/2018
My client is a large expert-networking firm that is seeking a Head of Compliance for their North America team to be a source of knowledge and security for their clients’ needs and confidential information. This role will have management responsibility and can expand into international responsibilities as well. They are seeking a compliance professional with experience in the regulatory arena, finance compliance space, or in the legal compliance world at a law firm. The ideal candidate will have polished presentation skills and the ability to articulate any complex compliance or regulatory requirements to clients. This position requires the ability to confidently interact with senior stakeholders and be a source of compliance knowledge for the firm. This opportunity also calls for an individual with an in-depth knowledge of financial markets, investment research, and regulations regarding non-public and confidential information.

Requirements:
  • Bachelors Degree with strong academic record
  • JD highly preferred
  • 7+ years experience within a regulator, financial institution, law firm, or research company focused on compliance
  • Robust compliance knowledge and very strong oral and written skills
  • Familiarity with non-public information compliance laws and regulations
Similar jobs
Senior KYC specialist
  • Job type: Permanent
  • Location: Los Angeles, California
  • Salary: US$80000 - US$110000 per year
  • Description My client is a global bank that is currently looking for a Senior KYC specialist to help manage the day to day KYC program and ensure it is compliant with regulatory requirements in line with the
VP, Compliance Manager - Testing & Assurance
  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: US$150000 - US$200000 per annum
  • Description My client, a top banking organization with a presence across the US is seeking a seasoned Compliance, Risk, and/or Internal Audit professional to assume ownership of the Compliance Testing and
Compliance Manager
  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: US$150000 - US$200000 per annum
  • Description My client, a top banking organization with a presence across the US is seeking a seasoned Compliance, Risk, and/or Internal Audit professional to assume ownership of the Compliance Testing and
Compliance Officer - Risk and Compliance
  • Job type: Permanent
  • Location: Zürich
  • Salary: Negotiable
  • Description An international consulting company with a global exposure is actively seeking a compliance officer for its European offices (Zurich, Munich, Frankfurt). Reporting to the Compliance Manager and as
Senior Compliance Manager
  • Job type: Permanent
  • Location: Birmingham, Alabama
  • Salary: Competitive
  • Description My client, a top bank is seeking a seasoned compliance management professional to assume ownership of the Bank's Compliance Management program. As the Senior Compliance Manager