Accessibility Links

North America Head of Compliance, Global Expert-Networking Firm, New York City, NY

  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Job reference: 1/22/18
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 22/01/2018
My client is a large expert-networking firm that is seeking a Head of Compliance for their North America team to be a source of knowledge and security for their clients’ needs and confidential information. This role will have management responsibility and can expand into international responsibilities as well. They are seeking a compliance professional with experience in the regulatory arena, finance compliance space, or in the legal compliance world at a law firm. The ideal candidate will have polished presentation skills and the ability to articulate any complex compliance or regulatory requirements to clients. This position requires the ability to confidently interact with senior stakeholders and be a source of compliance knowledge for the firm. This opportunity also calls for an individual with an in-depth knowledge of financial markets, investment research, and regulations regarding non-public and confidential information.

Requirements:
  • Bachelors Degree with strong academic record
  • JD highly preferred
  • 7+ years experience within a regulator, financial institution, law firm, or research company focused on compliance
  • Robust compliance knowledge and very strong oral and written skills
  • Familiarity with non-public information compliance laws and regulations
Similar jobs
Senior Credit Analyst - Technology
  • Job type: Permanent
  • Location: New York
  • Salary: Competitive
  • Description A leading multi-billion AUM asset manager in NYC is looking to add a Senior Credit Analysts to their growing team. The analyst will be covering...
Senior Linux Systems Engineer
  • Job type: Permanent
  • Location: Chicago
  • Salary: $150000 - $250000 per annum
  • Description Our client is a global, high-frequency trading firm based in Chicago, IL. They are seeking to add a Senior Linux Systems Engineer to be a...
Linux Admin with HFT Firm
  • Job type: Permanent
  • Location: Chicago
  • Salary: $100000 - $200000 per annum
  • Description Linux Admin HFT firm in downtown Chicago is seeking an experienced Linux engineer to work on a dynamic and growing Systems team on exciting projects...
Compliance Officer - Wealth Management
  • Job type: Permanent
  • Location: Zürich
  • Salary: Competitive
  • Description A well known international bank is looking for a Compliance Officer to reinforce its Compliance and Regulatory team. As an active member of this dynamic...
Power and Gas Trader
  • Job type: Permanent
  • Location: Germany
  • Salary: Competitive
  • Description An energy trading house is hiring a spec. Power and Gas trader in Western Germany. Currently, the team focuses on the French, German and Benelux...