Accessibility Links

Portfolio Compliance Associate

  • Job type: Permanent
  • Location: City of London, London
  • Salary: Competitive
  • Job reference: 304653/001_1528805697
  • Sector: Selby Jennings, Compliance
  • Date posted: 12/06/2018

This position will be the perfect challenge for a compliance professional looking to progress their career in one of the most prestigious investment management firms in the world.

Responsibilities:

  • Daily monitoring of client, regulatory of internal restrictions in globally managed profiles.
  • Researching and responding to external requests
  • Integrating with Account and Portfolio Management as well as the legal department on regulatory and guideline questions.
  • Assist on self-assessment testing in conjunction with the investment adviser testing schedule.
  • Researching and responding to external requests, e.g. from clients, custodians German KVGs or other entities involved in guideline monitoring of mandates.

Requirements:

  • General fixed income/ compliance experience
  • Excellent analytical skill and strong attention to detail.
  • Knowledge of German would be a plus/

Benefits:

  • 25 days holiday + extra day on birthday.
  • Subsidised Gym Membership
  • Travel Loan
  • £5 daily Lunch allowance

If you are interested in this opportunity please apply or call 020 3758 8900.

Similar jobs
Compliance Manager | Established Bank | Singapore
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$80000 - S$120000 per annum
  • Description Exciting Compliance advisory role with an established bank with strong regional presence based in Singapore. This is a deputy team lead role.
Head of AML | Leading Bank | Singapore
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$120000 - S$240000 per annum
  • Description Our client is a leading Global Bank with a strong regional presence. We are hiring a Head of AML to be based in the Singapore office and this role will cover the country AML function.
Compliance Officer
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Competitive
  • Description Responsibilities: Assist the Head of Compliance in managing the regulatory risk of the Group in Hong Kong.Assist the Compliance Manager in executing Compliance related monitoring plans
Senior Compliance Officer - Legal advisory
  • Job type: Permanent
  • Location: Zürich
  • Salary: Negotiable
  • Description An international investment firm with a global exposure is actively seeking a Senior Compliance Officer for its office in Zurich. As part of a multicultural and dynamic team and directly reporting to
Director, Regulatory Risk; Global Bank; New York
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description A global bank is seeking a senior regulatory compliance and risk management professional with a legal background and expertise in Dodd-Frank.