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Responsible Officer, Type 9; International Firm

  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Competitive
  • Job reference: RO
  • Sector: Buy Side, Selby Jennings, Wealth Management
  • Date posted: 07/02/2018
My Client is a firm with years of Family Office/ International Asset Management experience. Founded in Hong Kong in 2011, is an investment intermediary licensed and regulated by the Securities and Futures Commission (SFC) to carry on Type 9 regulated activity (Asset Management). Manages global investment products and services on behalf of Private clients, institutional and qualified investors located around the world.

They are looking for:
Responsible Officer, Type 9; International Firm

- Act as Responsible Officer to manage and supervise SFC Type 4&9 regulated activities
- Act as the primary contact person to communicate with SFC, and other relevant regulators
- Perform other duties as assigned

- Degree in Finance or related discipline
- Must be a current SFC Type 9 Responsible Officer License holder.
- Strong business sense and in-depth knowledge of the asset management industry
- Good command of written & spoken English

If you are interested please send your full resume in MS Word format, along with salary history, expectation and notice period to Tiffany Wan (

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