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Senior complaice manager

  • Job type: Permanent
  • Location: London
  • Salary: £110000 - £120000 per annum
  • Job reference: compliance jobs
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 20/12/2017
Selby Jennings is currently working with a Global Asset Management firm to find a Senior Compliance Manager to join a growing team. The role will report to the Head of Compliance and will be perfect for a compliance professional looking to develop their skill set and progress their career.  

Responsibilities Include:
  • Provide compliance advice on current and new products to front office.
  • Deal with employee related queries and act as a subject matter expert relating to compliance issues
  • Maintain good relationships with internal and external clients.
  • Produce management information reports to the Head of Compliance and to the board of directors.
  • Support the Head of compliance in managing the rest of the team.

Essential skill/ competencies:

Excellent regulatory knowledge covering:
  • Regulatory compliance: COBS, COLL, SYSC and BIPRU
  • Financial Crime Prevention: Money Laundering Regulations 2017
Good product knowledge:
  • Derivatives
  • OEICs and SICAV fund structures
Good knowledge of the UK/EU regulatory landscape


Experience Required:
  • Previous Compliance experience at a senior level
  • Industry qualifications (UK Financial Regulation, I.M.C)
  • Good drafting skills
  • Team player
  • Flexible

How to apply:

Email your CV to apply.a33ho1gksua@selbyjennings.aptrack.co.uk


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