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Senior Compliance Consultant

  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: Negotiable
  • Job reference: 287821/001_1552519817
  • Sector: Selby Jennings, Risk Management
  • Date posted: 13/03/2019

My client a leading banking organization in the market right now is looking for highly talented Operational Risk, Audit, and/or Compliance professionals to help further develop the bank's Regulatory Compliance testing program spanning their consumer banking lines of business. Stepping into the organization as a Senior Compliance Officer, the qualified individuals will be responsible for the management, execution, and enhancement of the bank's compliance and operational risk testing program with a specific emphasis on consumer Financial Crimes. The ideal candidate will be a seasoned control professional with hands on experience leading and executing testing and evaluation of relevant regulatory controls in combination with being a SME in (AML, BSA, OFAC etc).


  • Assume ownership for the end to end control review and assessment process across relevant business areas
  • Lead the execution of testing focused on both manual as well as automated controls
  • Management of testing program inclusive of managing schedules, resources, etc
  • Accountability for the efficiency of the testing scope, methodology, issue validating, and quality review
  • Gain a subject matter expertise of regulatory compliance testing and control environment helping to educate and mentor more junior staff
  • Proactively identify and implement way to streamline the testing program and improve overall effectiveness
  • Partner with key stakeholders and business heads to help business and risk team re-mediate control weaknesses


  • Minimum of 5 years of compliance and/or risk management experience with focus on U.S. banking law and regulations
  • Education: BS/BA required; or extensive banking background in compliance/risk
  • Strong knowledge of U.S. banking laws, regulations and policies
  • CIA, CRCM, or CPA preferred
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