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Senior Compliance Manager

  • Job type: Permanent
  • Location: London Arena
  • Salary: £100000 - £105000 per annum
  • Job reference: Compliance role
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 27/11/2017
Asset manager is looking for a senior compliance professional to play a key role in the oversight and leadership of the UK Compliance Department with the objective of managing regulatory risks in accordance with the Group’s Risk Appetite Statement.

  • Provide support aand advise on current and new product and services as well as technologies.
  • Provide training to ensure employees are familiar with Compliance processes.
  • Participate in the running of the business to provide a regulatory perspective.
  • Provide support to the Head of UK Compliance in respect of regulatory/trade body queries, interaction and information requests.
  • To take a lead role in the oversight of control in relation to Market Abuse.
  • Assist with the review of existing Compliance policies and the formulation of new policies to ensure that the business is complaicnt with any regulatory changes in the future.
  • To participate in the UK Compliance assessment of changes to the regulatory regime, ensuring that the impact of the change is understood by the business
  • To lead, motivate, and develop Compliance staff by appropriate delegation, training and appraisals to ensure they fulfil their professional potential and provide skilled and high quality regulatory advice to the business.
Key Attributes/Skills Required
  • Previous Compliance experience
  • Broad and varied knowledge of the asset management industry
  • Evidence of leadership ablilty
  • Demonstrate enthusiasm
  • Experience of managing multiple stakeholders
  • Strong collaboration skills
  • Ability to advise the business in areas such as governance and responsibilities
If you are interesed please send your CV to
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