Accessibility Links

Senior Compliance Manager

  • Job type: Permanent
  • Location: London Arena
  • Salary: £100000 - £105000 per annum
  • Job reference: Compliance role
  • Sector: Banking and Finance, Selby Jennings, Compliance
  • Date posted: 27/11/2017
Asset manager is looking for a senior compliance professional to play a key role in the oversight and leadership of the UK Compliance Department with the objective of managing regulatory risks in accordance with the Group’s Risk Appetite Statement.


Duty/Responsibilities
  • Provide support aand advise on current and new product and services as well as technologies.
  • Provide training to ensure employees are familiar with Compliance processes.
  • Participate in the running of the business to provide a regulatory perspective.
  • Provide support to the Head of UK Compliance in respect of regulatory/trade body queries, interaction and information requests.
  • To take a lead role in the oversight of control in relation to Market Abuse.
  • Assist with the review of existing Compliance policies and the formulation of new policies to ensure that the business is complaicnt with any regulatory changes in the future.
  • To participate in the UK Compliance assessment of changes to the regulatory regime, ensuring that the impact of the change is understood by the business
  • To lead, motivate, and develop Compliance staff by appropriate delegation, training and appraisals to ensure they fulfil their professional potential and provide skilled and high quality regulatory advice to the business.
Key Attributes/Skills Required
  • Previous Compliance experience
  • Broad and varied knowledge of the asset management industry
  • Evidence of leadership ablilty
  • Demonstrate enthusiasm
  • Experience of managing multiple stakeholders
  • Strong collaboration skills
  • Ability to advise the business in areas such as governance and responsibilities
If you are interesed please send your CV to apply.a33ho1gk66s@selbyjennings.aptrack.co.uk
Similar jobs
Compliance Associate
  • Job type: Permanent
  • Location: New York
  • Salary: US$80000 - US$100000 per year
  • Description My client is seeking a motivated compliance Associate to join their New York Office. As a part of their legal and Compliance department, the primary function of this Compliance Associate will be to
Central Compliance Operations Manager
  • Job type: Permanent
  • Location: Jacksonville, Florida
  • Salary: US$100000 - US$130000 per year
  • Description Central Compliance Operations Manager My Client is a Global Banking Group and they are looking for a motivated Central Compliance Operations Manager to be part of their growing Central Compliance
Chief Compliance Officer
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description Chief Compliance Officer; Domestic Bank; New York, NY A mid-sized domestic bank is seeking a Chief Compliance Officer to operate and manage the compliance functions of the entire bank across the US
Compliance Team Lead
  • Job type: Permanent
  • Location: Singapore
  • Salary: competitive
  • Description Our client is a leading Banking Group with a strong Asian presence, and is seeking an experienced and ambitious Compliance Team Lead to join their ranks.
Compliance Officer
  • Job type: Permanent
  • Location: Luxembourg
  • Salary: €75000 - €90000 per annum + package
  • Description Our client, a world leading International Banking Group with a longstanding presence in Luxembourg are currently seeking a Compliance Officer for their Compliance & Legal department.