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Senior Compliance Manager

  • Job type: Permanent
  • Location: London
  • Salary: £120000 - £130000 per annum
  • Job reference: Manager Compliance
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 06/12/2017
Leading Derivatives Broker is looking to hire a senior compliance manager to assist the head of compliance and MLRO in the running of their team. This role has a wide-ranging exposure across Advisory, Monitoring, Policy and Surveillance.

The responsibilities:
  • Giving advice to the front office concerning various
  • Reviewing, implementing and updating policy and procedures
  • Identify and manage regulatory developments
  • Investigation of daily alerts produced by the surveillance system
  • Develop recommendations for corrective action based on review findings
  • Support the head of compliance with the managing of compliance function

  • Knowledge of financial products eg Derivatives, Commodities
  • Extensive experience with MIFID 2, MAR and SMCR
  • Excellent communication skills, verbal and written

Benefits to you:
  • Excellent career progression
  • This role is located in the center of London
  • 25 days holiday + bank holidays
  • Company bonus scheme
  • Attractive pension
  • Childcare vouchers and more.
  • Life cover

How to apply:
Send your CV to


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