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Senior Compliance Officer | Asset Management Firm

  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Competitive
  • Job reference: RADV
  • Sector: Banking and Finance, Compliance, Asset Management, Compliance, Buy Side, Fund Management, Insurance, Portfolio management, Private equity, Wealth Management, Selby Jennings
  • Date posted: 01/05/2018
Our client is a leading Asset Management Firm with a strong regional presence, and is seeking an experienced Senior Compliance Officer to join their ranks. The ideal candidate will have a good understanding of Buyside Compliance.

Responsibilities

  • Develop, implement, and maintain the compliance frameworks, policies, and procedures, as well as proper internal controls to ensure that business activities are in line with SFC compliance regulations
  • Review contracts, documentation, and agreements when required
  • Liaise with regulatory bodies, carry out advisory and filings, and assist external auditors
  • Analyse the testing and controls procedures to ensure that the compliance monitoring is effective
  • Oversee the KYC process

Legal or Compliance professionals looking for their next challenge or step up, with good Buyside Compliance experience, apply now via the link below.

EA License No. 16S8194

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