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Senior Compliance Officer - European Focus

  • Job type: Permanent
  • Location: City of London, London
  • Salary: £100000 - £200000 per annum
  • Job reference: 448893/001_1560420018
  • Sector: Selby Jennings, Compliance
  • Date posted: 13/06/2019

Responsibilities:

  • Implementation and continued development of the compliance program. With specific attention on ensuring all policies, procedures are in line with relevant UK/EU regulations: REMIT, MIFID II, MAR, GDPR, EMIR, AML etc.
  • Escalation point for regulatory inquiries and requests.
  • Liaison point for regulators and exchanges.
  • Compliance training for UK staff.
  • Horizon scanning for UK/EU regulations.
  • Management of a small team of professionals.

Requirements:

  • 7+ years of experience in trading or commodities compliance, preferably with: power/energy; natural gas; oil experience.
  • Strong UK/EU regulatory knowledge: REMIT, MIFID II, MAR, GDPR, EMIR, AML
  • Monitoring and performing surveillance in commodity markets
  • Knowledge of Swiss, German, and Dutch law and regulation a distinct advantage.
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