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Senior Compliance Officer

  • Job type: Permanent
  • Location: Minneapolis, Minnesota
  • Salary: US$110000 - US$150000 per annum
  • Job reference: 298321/002_1555450439
  • Sector: Selby Jennings, Risk Management
  • Date posted: 16/04/2019

My client, a top bank in the market right now is seeking a seasoned operational risk, compliance, or internal audit professional to assume ownership of the Bank's validation and testing program supporting the consumer banking lines of business, responsible for evaluating both operational and compliance related controls. As the Senior Compliance Officer, the individual will manage all aspects of the bank's compliance testing functions.

Responsibilities

  • Development, implementation and execution of an enhanced E2E compliance testing and validation program for the consumer banking business lines
  • Assume overall accountability, identifying weaknesses in control gaps and helping front line risk develop and implement enhanced controls
  • Acting as an advisory figure for business heads and executives across the firm as a Control SME
  • Development of relationships with key stakeholders across the bank driving and embedding an enhanced risk culture
  • Oversee the roll-out and implementation of an enhanced business process testing program
  • Overall Management of operational functions such as management of testing and validation schedules, hiring, etc
  • Oversight of junior staff helping to develop subject matter expertise and product knowledge to ensure an enhance program and function.

Requirements

  • 6+ years in Operational Risk, Compliance, or Internal Audit
  • Thorough understanding of Compliance or Controls
  • Bachelors
  • Understanding and depth of end to end compliance testing programs
  • Prior experience or knowledge within consumer banking business areas
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