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Senior Compliance Risk Manager

  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: US$150000 - US$175000 per annum
  • Job reference: 283371/001_1551830563
  • Sector: Selby Jennings, Compliance
  • Date posted: 06/03/2019

My client is seeking a seasoned compliance professional to assume ownership of their Compliance Risk program. As the Senior Compliance Risk Manager, the ideal candidate will assume overall responsibility for the continued development of an enhanced compliance risk programs spanning the bank's business areas. The ideal candidate will be a risk professional with specific experience standing up compliance risk programs inclusive of developing risk identification and risk assessment functions, as well as developing compliance strategies, policies and procedures.

Responsibilities

  • Assume ownership of developing and enhancing compliance risk programs
  • Oversee the rollout and implementation of an e2e risk assessment program
  • Serve as liaison between the Compliance Department and the assigned business unit(s) on identifying and addressing compliance concerns as changes are made.
  • Create and provide ongoing reports to management regarding compliance issues and trends.
  • Maintain and grow relationships with Commerce Bank business lines, Legal, and Audit partners.
  • Ability to create Bank compliance policies and revise to reflect changes in law or regulations; recommends changes to policies and procedures to minimize risk.
  • Leads the completion of annual compliance and BSA/AML related risk assessments

Requirements

  • Minimum of 8 years of compliance and/or risk management experience with focus on U.S. banking law and regulations
  • Education: BS/BA required
  • Strong knowledge of U.S. banking laws, regulations and policies
  • Detailed experience with retail/consumer banking lines of business
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