Accessibility Links

Senior Compliance Role

  • Job type: Permanent
  • Location: London
  • Salary: Competitive
  • Job reference: Role Comp Broker
  • Sector: Banking and Finance, Compliance, Selby Jennings
  • Date posted: 21/03/2018
Senior Compliance specialist for Leading Fund

The role offers an excellent opportunity for senior candidates to get a huge amount of exposure within a compliance group, as well as gain excellent career progression in a rapidly expanding team.

The role will report directly into the CCO and CRO, allowing for excellent senior management facing as well as the opportunity to liaise with key stakeholders. The roles responsibilities will also include facing off with key counterparts of the group, with a focus on broker dealers.

Due to the seniority of the position successful candidates will be required to have a broad knowledge of the compliance space, as they will be required to cover large areas of the group. However the main focus areas of the role will be high yield and fixed income, so any experience within these areas would certainly aid any potential candidates.

 
Ideal candidates will have....
  • 4-10yrs experience within a compliance group within the financial sector.
  • Experience in working within a broker-dealer
  • Series 7 & 24
  • Full knowledge of rules and regulations that apply to broker-dealers
    • Working knowledge/experience with AML, OFAC, FinCen, SARS
    • Strong personality
    • Excellent communication skills
 


If this is of interest please send your profile in to apply.a33ho1gn86s@selbyjennings.aptrack.co.uk


Similar jobs
Product Manager
  • Job type: Permanent
  • Location: Boston, Massachusetts
  • Salary: Competitive
  • Description Financial Insurance Firm in Boston is looking to bring on a product manager. The ideal candidate is 5+ years of experience in the public markets domain. RESPONSIBILITIES: Provide leadership while
Head of Business Development Manager
  • Job type: Permanent
  • Location: City of London, London
  • Salary: £55000 - £90000 per annum
  • Description A global, multi-billion dollar private equity firm is currently seeking to hire a Head of Business Development Manager in the heart of London. Your role would be to manage and grow the inside sales
Investor Relations Manager
  • Job type: Permanent
  • Location: City of London, London
  • Salary: Competitive
  • Description A global, multi-billion dollar Private Equity and Infrastructure firm is currently seeking to add to an investor relations manager to their team in the heart of London
Head Investment Proposal Writer
  • Job type: Permanent
  • Location: City of London, London
  • Salary: £30000 - £100000 per annum
  • Description A global Hedge Fund with a $3.6bn AUM is currently seeking to hire a head investment writer to lead the proposal writing duties for their London office. Key Responsibilities Writing the Request for
Investor Relations
  • Job type: Permanent
  • Location: City of London, London
  • Salary: £30000 - £90000 per annum
  • Description A London based hedge fund is seeking to expand their investor relations team. You will sit alongside two experienced and successful marketers, who will help develop your insight and execution into