Accessibility Links

Sr Compliance Tester

  • Job type: Permanent
  • Location: St. Louis, Missouri
  • Salary: Negotiable
  • Job reference: 300791/001_1555019835
  • Sector: Selby Jennings, Compliance
  • Date posted: 11/04/2019

My client a leading banking organization in the market right now is looking for highly talented Operational Risk, Audit, and/or Compliance professionals to help further develop the Consumer Banking Compliance testing program spanning their consumer banking lines of business. Stepping into the organization as a Senior Compliance Officer, the qualified individuals will be responsible for the management, execution, and enhancement of the bank's compliance and operational risk testing program with a specific emphasis on consumer banking. The ideal candidate will be a seasoned control professional with hands on experience leading and executing testing and evaluation of relevant business controls in combination with being a SME in consumer banking and payments.

Responsibilities

  • Responsible to ensure that projects adhere to schedule with allocated resources
  • Lead the execution of testing focused on both manual as well as automated controls
  • Management of testing program inclusive of managing schedules, resources, etc
  • Accountability for the efficiency of the testing scope, methodology, issue validating, and quality review
  • Gain a subject matter expertise of consumer banking compliance testing and control environment helping to educate and mentor more junior staff
  • Proactively identify and implement way to streamline the testing program and improve overall effectiveness
  • Partner with key stakeholders and business heads to help business and risk team re-mediate control weaknesses

Requirements

  • Minimum of 6 years of compliance and/or risk management experience with focus on U.S. banking law and regulations
  • Minimum of 4 years compliance control testing experience
  • Education: BS/BA required; or extensive banking background in compliance/risk
Similar jobs
Regional Compliance Director -Fintech
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Shares, Bonus
  • Description My client is hiring multiple senior headcount across AML/Sanctions, Remittance, Policy & Assurance, with comprehensive knowledge in fintech/ payment service.
Regional Compliance Director -Fintech
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: Company Shares + Basic Bonus
  • Description My client is hiring multiple senior headcount across AML/Sanctions, Remittance, Policy & Assurance, with comprehensive knowledge in fintech/ payment service.
Regional Compliance Director -Fintech
  • Job type: Permanent
  • Location: Hong Kong
  • Salary: HK$90000 - HK$110000 per month + Company Shares + Basic Bonus
  • Description My client is hiring multiple senior headcount across AML/Sanctions, Remittance, Policy & Assurance, with comprehensive knowledge in fintech/ payment service.
Equities Compliance Officer
  • Job type: Permanent
  • Location: New York
  • Salary: Negotiable
  • Description My client is one of the Largest investment banks globally and is looking for an experienced Equities compliance officer to join their compliance team here in New York City
Compliance Manager l Corporate Banking
  • Job type: Permanent
  • Location: Singapore
  • Salary: S$100000 - S$120000 per annum + competitive
  • Description Our client is an established Corporate Bank, and is seeking an experienced Compliance Manager to join their ranks. This is a single contributor position, and is based in Singapore.