Accessibility Links

SVP, Compliance Leader

  • Job type: Permanent
  • Location: Dallas, Texas
  • Salary: US$200000 - US$275000 per annum
  • Job reference: 285391/001_1552147821
  • Sector: Selby Jennings, Compliance
  • Date posted: 09/03/2019

My client, a top bank in the market right now is seeking a seasoned operational risk, compliance, or internal audit professional to assume ownership of the Bank's validation and testing program across their auto business areas evaluating both operational risk and compliance related controls. As the SVP, Compliance Leader, the individual will manage all aspects of the bank's control testing functions and challenge of front line risk professionals. The ideal candidate will be a seasoned control professional who possesses influential leadership capabilities in combination with hands-on experience standing up risk & control programs, developing strategies, and enhancing risk cultures in addition to being a seasoned leader.

  • Development and implementation of an enhanced E2E control testing and assurance program for the bank's auto lending/finance businesses
  • Assume overall accountability for E2E business reviews identifying weaknesses in control gaps and helping front line risk develop and implement enhanced controls
  • Acting as an advisory figure for business heads and executives across the firm as a Control SME
  • Development of relationships with key stakeholders across the bank driving and embedding an enhanced risk culture
  • Oversee the roll-out and implementation of an enhanced business risk assurance and monitoring program
  • Overall Management of operational functions such as management of testing and validation schedules, hiring, etc
  • Development of enhanced policies and procedures ensuring efficient control coverage across the LoB's
  • Contribute to the continued enhancement of risk practices, strategy, and methodologies
  • Overall development of junior staff helping to develop subject matter expertise and product knowledge to ensure an enhance program and function.

Requirements

  • 12+ years in Operational Risk, Compliance, or Internal Audit
  • Thorough understanding of Operational Risk and Compliance control
  • Executive Leadership is essential
  • Masters preferred
  • SME in identification, assessment, and reporting of controls
  • Prior experience or understanding of control environment in relation to Auto lending/finance
Similar jobs
SVP, Operational Risk
  • Job type: Permanent
  • Location: Atlanta, Georgia
  • Salary: US$175000 - US$225000 per annum
  • Description My client, a top bank with a global footprint, is seeking an individual to drive the development and implementation of an enhanced Operational Risk & Control program across all lines of business
SVP, Compliance Executive
  • Job type: Permanent
  • Location: Raleigh, North Carolina
  • Salary: US$200000 - US$250000 per annum
  • Description My client, a top bank with a global footprint, is seeking a seasoned compliance professional to assume ownership of the Bank's Compliance Testing Program across all lines of business under the
Hedge Fund Director of Regulatory Compliance
  • Job type: Permanent
  • Location: Boston, Massachusetts
  • Salary: US$180000 - US$250000 per year
  • Description Administer mutual fund compliance program designed to comply with the Investment Company Act Rule 38a-1, Investment Advisers Act Rule 206(4)-7, and related regulatory requirementsLead various aspects
Control Manager - Consumer Banking
  • Job type: Permanent
  • Location: Charlotte, North Carolina
  • Salary: US$125000 - US$150000 per annum
  • Description My client, a top bank with headquarters across the US is seeking a seasoned operational risk management professional to assume ownership of the Bank's Compliance Testing program across all lines of
Risk & Control Manager
  • Job type: Permanent
  • Location: Atlanta, Georgia
  • Salary: US$100000 - US$115000 per annum
  • Description My client, a top bank with a global footprint, is seeking an individual to drive the development and maintenance of policies and operational controls across all lines of business under the wholesale